Fund Regulation Content

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June 27, 2012 Mr. Mohamed Ben Salem General Secretariat International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Principles for the Regulation of Exchange Traded Funds Dear Mr. Ben Salem: The Investment Company Institute1 (the “Institute”)...

June 8, 2012 Via email to markt-consultation-shadow-banking@ec.europa.eu European Commission BERL 10/034 B-1049 Brussels RE: European Commission Green Paper on Shadow Banking Dear Sir/Madam, 1 appreciates the opportunity to submit comments ( .2 We recognize the strong commitment of...

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By Electronic Delivery June 1, 2012 Gd Ingemar Hansson Skatteverket S -171 94 Solna SWEDEN RE: U.S. Mutual Funds (RICs) Should Qualify as Exempt Fund Undertakings Dear Director-General Hansson: The Investment Company Institute (“ICI”),1 on behalf of the U.S. fund industry, requests...

May 25, 2012 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Comments on Interim Report on Securities Lending and Repos Dear Sir or Madam: The Investment Company Institute1 appreciates the opportunity to comment on the...

Weighted-average maturity in days August 2008 December 2011 4 5 15 11 30 24 9 60 3 7 8 30 33 19 0 < 10 10-20 20-30 30-40 40-50 50-60 > 60 Prime Government Weighted-average life in days 2 6 12 26 36 24 26 26 15 16 4 0 6 4 4 18 31 33 12 9 13 11 10 0         

May 21, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: Comments on SEC Regulatory Initiatives Under Title II of the JOBS Act Dear Ms. Murphy: Congress recently enacted the Jumpstart Our Business Startups Act (the...

May 18, 2012 Via Electronic Mail (CIS-Valuations@iosco.org) Mr. Mohamed Ben Salem General Secretariat International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Principles for the Valuation of Collective Investment Schemes...

May 14, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades (RIN 3038-AD08) Dear Mr...