Fund Regulation Content

August 8, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy...

August 8, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Proposed Rules for Nationally Recognized Statistical Rating Organizations (File No. S7-18-11) Dear Ms. Murphy: The Investment Company Institute1...

July 29, 2011 Ms. Elizabeth M. Murphy Office of the Comptroller of the Currency Secretary 250 E Street, S.W., Mail Stop 2-3 Securities and Exchange Commission Washington, D.C. 20219 100 F Street, N.E. Docket Number OCC 2011-0002 Washington, D.C. 20549 RIN 1557-AD40 File Number S7-14...

July 28, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Follow-up to July 6, 2011 Roundtable on CFTC Proposal to Amend Rule 4.5 and Rescind Rules 4.13(a)(3) and 4.13(a)(4) (RIN No. 3038-AD30...

7/22/20117/22/20117/22/2011 July 22, 2011 James L. Kroeker Chief Accountant Office of the Chief Accountant 100 F Street, N.E. Washington, DC 20549 Re: SEC Staff Paper Exploring a Possible Method for Incorporation of IFRS Dear Mr. Kroeker: The Investment Company Institute1 appreciates...

American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association Commodity Exchange Act Sections 4s...

June 23, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Short Sale Reporting Study Required by Dodd-Frank Act Section 417(a)(2) (File No. 4-627) Dear Ms. Murphy: The Investment Company Institute1 is...

June 22, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: National Market System Plan to Address Extraordinary Market Volatility (File No. 4-631) Dear Ms. Murphy: The Investment Company Institute1 is...

ppr_11_disclosure_dc.pdf

June 14, 2011 Submitted Electronically Office of Regulations and Interpretations Employee Benefits Security Administration Room N-5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: Fee Disclosure Applicability The Investment Company Institute*...