Fund Regulation Content

Washington | New York 1101 New York Avenue, 8th Floor | Washington, DC 20005-4269 | P: 202.962.7300 | F: 202.962.7305 www.sifma.org | www.investedinamerica.org September 22, 2011 The Honorable Timothy F. Geithner Secretary U.S. Department of the Treasury 1500 Pennsylvania Avenue, NW...

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September 13, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Solicitation of Comment to Assist in Study on Assigned Credit Ratings (File No. 4-629) Dear Ms. Murphy: The Investment Company Institute1 is...

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National Conference of State Legislatures International City/County Management Association National Association of Counties National League of Cities U.S. Conference of Mayors Government Finance Officers Association National Association of State Auditors, Comptrollers and Treasurers...

Statement of the Investment Company Institute ERISA Advisory Council Working Group on Privacy and Security Issues Affecting Employee Benefit Plans September 1, 2011 (Submitted August 30, 2011) The Investment Company Institute, the national association of U.S. investment companies,1 is...

August 24, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...

August 12, 2011 Mr. Werner Bijkerk International Organization of Securities Commissions Calle Oquendo 12 28006 Madrid Spain Re: Public Comment on Consultation Report: Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency Dear Mr. Bijkerk...

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