Fund Regulation Content

18 SEPTEMBER 2017 BY EMAIL International Capital Markets Regulation Office of International Affairs intl-se@fsa.go.jp Investment Managers and Superannuation Australian Securities and Investment Commission ARFP.Guidance@asic.gov.au Asset Management Supervision Office Financial...

September 1, 2017 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Proposed Rule Changes to Extend Continued Listing Standards Implementation Date File No. SR-BatsBZX-2017-50 File No. SR-NASDAQ-2017-081 File No. SR-NYSEArca...

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August 18, 2017 Via Electronic Mail: good.larry@dol.gov Larry Good Executive Secretary ERISA Advisory Council US Department of Labor Suite N-5623 200 Constitution Ave., NW, Washington, DC 20210 Re: ICI Comments Regarding Mandated Disclosure for Retirement Plans—Enhancing Effectiveness...

ppr_17_etf_listing_standards.pdf

10 August 2017 Central Bank of Ireland PO Box No. 559 New Wapping Street North Wall Quay Dublin 1 Ireland Re: Discussion Paper on Exchange-Traded Funds Dear Sir or Madam: ICI Global1 welcomes the opportunity to comment on the Central Bank of Ireland’s discussion paper on exchange...

4 August 2017 European Securities and Markets Authority CS 60747 103 rue de Grenelle 75345 Paris Cedex O7 France Dear Sir or Madam: ICI Global1 appreciates the opportunity to comment on the European Securities and Markets Authority’s (ESMA) consultation paper (CP)2 on the EU’s Money...

July 20, 2017 The Honorable Jay Clayton Chairman Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: ICI’s Recommendations Related to the Liquidity Risk Management and Fund Reporting Requirements Dear Chairman Clayton: I am sending this letter to follow up...

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July 14, 2017 CFA Institute Global Investment Performance Standards 915 E. High Street Charlottesville, VA 22902 Re: GIPS® 20/20 Consultation Paper Dear Sir or Madam: The Investment Company Institute1 is writing to recommend that the CFA Institute tailor the pooled fund-specific...