Fund Regulation Content

September 21, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Exchange-Traded Funds, File No. S7-15-18 Dear Mr. Fields: The Investment Company Institute1 is pleased to express its strong support for the Securities and...

or Eva Mykolenko, Associate Chief Counsel, ICI Global, at +1 (202) 326-5837 or

22 August 2018 Submitted electronically to utc-consultation@sfc.hk Ashley Alder Chief Executive Officer Securities and Futures Commission 35/F Cheung Kong Center 2 Queen’s Road Central Hong Kong Re: UT Code Review Proposing Refinements to Proposed Amendments to the Code on Unit Trusts...

August 7, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Proposals on Standards of Conduct for Investment Professionals (File Nos. S7-07-18; S7- 08-18; and S7-09-18) Dear Mr. Fields: The Investment Company Institute1...

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July 9, 2019 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Covered Investment Fund Research Reports (File No. S7-11-18) Dear Mr. Fields: The Investment Company Institute1 supports the SEC’s covered investment fund research...

1 June 1, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-9303 Re: Proposed Rule on Inline XBRL Filing of Tagged Data (File Number S7-03-17) Dear Mr. Fields: The Investment Company Institute1 is supplementing its...

Rule 30e-3 Will Produce Substantial Cost Savings for Shareholders Washington, DC, June 5, 2018—Yesterday, the US Securities and Exchange Commission (SEC) voted to approve rule 30e-3, which will modernize fund shareholder report delivery and benefit 100 million US fund shareholders...

1 June 1, 2018 Mr. Brent J. Fields Secretary US Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-9303 Re: Proposed Rule on Inline XBRL Filing of Tagged Data (File Number S7-03-17) Dear Mr. Fields: The Investment Company Institute1 is supplementing its...

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