Fund Regulation Content

Chairman’s Address 60th Annual General Membership Meeting William F. “Ted” Truscott CEO Columbia Threadneedle Investments May 23, 2018 Washington Hilton Hotel Washington, DC As prepared for delivery. Thank you. Thank you all for being here today. And while I’m thanking people—on...

ICI Supports SEC’s Fund Liquidity Disclosure Proposal Institute Agrees That Narrative in Shareholder Reports Will Promote Public Understanding of Funds’ Liquidity Risks Washington, DC, May 18, 2018—The Investment Company Institute (ICI) today strongly endorsed a proposal by the...

• • • • • • • • • • • • 2018 UPDATE TO Delivering ERISA Disclosure for Defined Contribution Plans WHY THE TIME HAS COME TO PREFER ELECTRONIC DELIVERY Peter Swire & DeBrae Kennedy-Mayo APRIL 2018 THE AUTHORS OF THIS 2018 UPDATE PETER P. SWIRE is the Holder Chair of Law and Ethics at...

General Counsel’s Address Susan Olson General Counsel Investment Company Institute March 19, 2018 2018 Mutual Funds and Investment Management Conference San Antonio, TX As prepared for delivery. Hello—a very good morning and welcome to everyone! I’m so pleased to be here with you...

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23 January 2018 Dear Sirs and Madams, RE: Impact of Proposal Published by the European Commission on 23 November 2016 (the “EC Proposal”) to Amend Moratorium Powers under Bank Recovery and Resolution Directive 2014/59/EU (“BRRD”) Following up on our 29 June 2017 letter (the “June...

Spending Bill Rider Will Trap Investors Under Piles of Paper By Paul Schott Stevens (As published on TheHill.com, February 9, 2018) Most Americans today go online to get news, shop for a wide range of items, book travel, connect with far-flung friends and family, and manage their...

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