Variable Insurance Products Advisory Content

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21399

Variable Annuity Seller Settles with Attorneys General

    [21399]   July 27, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 9-07 SEC RULES MEMBERS No. 94-07 SMALL FUNDS MEMBERS No. 62-07 COMPLIANCE MEMBERS No. 40-07 RE: VARIABLE ANNUITY SELLER SETTLES WITH ATTORNEYS GENERAL   An insurance company and its subsidiaries and...
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Memo#
21226

Amendment No. 4 to NASD Proposal Relating to Deferred Variable Annuities

  [21226]   June 8, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 7-07 RE: AMENDMENT NO. 4 TO NASD PROPOSAL RELATING TO DEFERRED VARIABLE ANNUITIES   NASD has filed with the Securities Exchange Commission Amendment No. 4 to proposed Rule 2821 relating to sales practice...
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Memo#
21213

June 14 Advisory Committee Meeting -- Reminder and Agenda

    [21213]   June 7, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 6-07 RE: JUNE 14 ADVISORY COMMITTEE MEETING -- REMINDER AND AGENDA   As we previously informed you, a meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday, June...
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Memo#
21186

June 14 Advisory Committee Meeting -- Reminder and Draft Agenda

  [21186]   May 30, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 5-07 RE: JUNE 14 ADVISORY COMMITTEE MEETING -- REMINDER AND DRAFT AGENDA   As we previously informed you, a meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday...
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Memo#
20987

Consolidation of NASD and NYSE Member Regulation Operations

    [20987]   March 23, 2007 TO: SEC RULES MEMBERS No. 39-07 COMPLIANCE MEMBERS No. 15-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-07 EQUITY MARKETS ADVISORY COMMITTEE No. 15-07 UNIT INVESTMENT TRUST MEMBERS No. 7-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-07 ETF...