ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[21610] September 21, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 9-07 RE: SEC APPROVES FINRA RULE IMPOSING GOVERNING SALES PRACTICES OF DEFERRED VARIABLE ANNUITIES -- CORRECTION OF EFFECTIVE DATE As we previously informed you, the Securities and Exchange...
[21604] September 17, 2007 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 17-07 RE: SEC APPROVES FINRA RULE GOVERNING SALES PRACTICES OF DEFERRED VARIABLE ANNUITIES The Securities and Exchange Commission has granted accelerated approval to a proposed rule change filed by...
[21587] September 13, 2007 TO: PENSION MEMBERS No. 52-07 TAX MEMBERS No. 39-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 16-07 RE: MARYLAND WITHHOLDING LAW ON PENSION, IRA, AND ANNUITY DISTRIBUTIONS We wanted to be sure you are aware of a new Maryland law that...
[21505] August 24, 2007 TO: PENSION MEMBERS No. 49-07 TAX MEMBERS No. 37-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 15-07 RE: IRS EXPANDS LIST OF “QUALIFIED PENSION OR RETIREMENT PLANS” FOR PURPOSES OF VARIABLE CONTRACT DIVERSIFICATION REQUIREMENTS The Internal...
[21500] August 21, 2007 TO: BROKER/DEALER ADVISORY COMMITTEE No. 50-07 OPERATIONS MEMBERS No. 13-07 COMPLIANCE MEMBERS No. 47-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 14-07 RE: NEW FINRA RULE 2342 REQUIRES BROKER-DEALERS TO PROVIDE SIPC INFORMATION TO CUSTOMERS...
[21494] August 16, 2007 TO: SEC RULES MEMBERS No. 110-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 13-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 53-07 SMALL FUNDS MEMBERS No. 74-07 RE: INSURANCE COMPANY SETTLES WITH SEC OVER LATE TRADING The Securities and Exchange...
[21473] August 14, 2007 TO: 529 PLAN MEMBERS No. 11-07 ACCOUNTING/TREASURERS MEMBERS No. 26-07 INTERNATIONAL MEMBERS No. 22-07 PENSION MEMBERS No. 48-07 TAX MEMBERS No. 34-07 TRANSFER AGENT ADVISORY COMMITTEE No. 47-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 12-07 ...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union