[22492] May 5, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 14-08 RE: REMINDER -- JUNE 5 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING; DRAFT AGENDA A meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday...
[22445] April 21, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 13-08 RE: FINRA FILES PROPOSAL TO FURTHER DELAY PRINCIPAL APPROVAL REQUIREMENTS OF RULE GOVERNING DEFERRED VARIABLE ANNUITIES FINRA filed a proposed rule change with the SEC that seeks to delay...
[22310] March 14, 2008 TO: 529 PLAN MEMBERS No. 3-08 PENSION MEMBERS No. 16-08 TAX MEMBERS No. 6-08 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 12-08 RE: TREASURY ISSUES FINAL REGULATIONS ON DIVERSIFICATION REQUIREMENTS FOR VARIABLE CONTRACTS Treasury has issued...
[22311] March 10, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 11-08 SEC RULES MEMBERS No. 21-08 RE: ICI LETTER TO SEC ON MIXED AND SHARED FUNDING ORDERS As we previously informed you, the SEC staff has been reviewing the current “mixed and shared funding”...
[22207] February 7, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 9-08 SEC RULES COMMITTEE No. 12-08 RE: ICI DRAFT LETTER TO SEC ON MIXED AND SHARED FUNDING ORDERS; YOUR COMMENTS REQUESTED BY FEBRUARY 15 The Institute has prepared a draft letter to the SEC in...
[22182] February 4, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 8-08 SEC RULES MEMBERS No. 10-08 RE: SEC APPROVES DELAY OF PRINCIPAL REVIEW REQUIREMENTS OF FINRA RULE GOVERNING SALES PRACTICES OF DEFERRED VARIABLE ANNUITIES The Securities and...
[22180] February 4, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 7-08 BROKER/DEALER ADVISORY COMMITTEE No. 4-08 RE: FINRA FINES FIRM FOR UNSUITABLE SALE OF DEFERRED VARIABLE ANNUITIES FINRA settled charges against a member firm for unsuitable sales of...
[22150] January 24, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 6-08 SEC RULES MEMBERS No. 7-08 RE: ICI COMMENT LETTER ON FINRA PROPOSAL RELATING TO DEFERRED VARIABLE ANNUITIES The Institute has prepared the attached comment letter on a FINRA proposed rule...
[22147] January 23, 2008 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 5-08 RE: MARK YOUR CALENDAR -- JUNE 5 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING A meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday...
