ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[23551] June 16, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 11-09 RE: REMINDER-- JUNE 18 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING BY CONFERENCE CALL; AGENDA As we previously informed you, a meeting of the Variable Insurance Products Advisory...
[23508] June 3, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 10-09 RE: REMINDER -- JUNE 18 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING BY CONFERENCE CALL; DRAFT AGENDA As we previously informed you, a meeting of the Variable Insurance Products...
[23464] May 19, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 9-09 RE: REMINDER - JUNE 18 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING; DRAFT AGENDA A meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday...
[23410] April 22, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 8-09 SEC RULES MEMBERS No. 48-09 RE: FINRA RECEIVES APPROVAL FOR AMENDMENTS TO RULE GOVERNING DEFERRED VARIABLE ANNUITIES The Securities and Exchange Commission approved on an accelerated basis a...
[23406] April 20, 2009 TO: COMPLIANCE MEMBERS No. 18-09 SEC RULES MEMBERS No. 45-09 SMALL FUNDS MEMBERS No. 28-09 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 7-09 RE: SEC SETTLES ENFORCEMENT ACTION AGAINST ADVISER RELATING TO MARKET TIMING IN VARIABLE ANNUITY SUB...
[23402] April 17, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 6-09 RE: FINRA FINES FIRM FOR UNSUITABLE VARIABLE ANNUITY TRANSACTIONS FINRA settled charges against a member firm for unsuitable sales of deferred variable annuities and for inadequate...
[23300] March 5, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 4-09 RE: MARK YOUR CALENDAR - JUNE 18 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE MEETING A meeting of the Variable Insurance Products Advisory Committee has been scheduled for Thursday, June...
[23214] January 27, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-09 SEC RULES MEMBERS No. 9-09 SMALL FUNDS MEMBERS No. 7-09 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-09 RE: SEC ADOPTS RULES TO CLARIFY STATUS OF INDEXED ANNUITIES AND EXEMPT INSURANCE...
[23169] January 8, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 3-09 BOARD OF GOVERNORS No. 1-09 COMPLIANCE MEMBERS No. 3-09 END OF DAY PRICING FORUM No. 2-09 EQUITY MARKETS ADVISORY COMMITTEE No. 2-09 FIXED-INCOME ADVISORY COMMITTEE No. 1-09 INST. MONEY MARKET FUNDS ADVISORY...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union