Variable Insurance Products Advisory Content

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Memo#
23402

FINRA Fines Firm for Unsuitable Variable Annuity Transactions

    [23402]   April 17, 2009 TO: VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 6-09     RE: FINRA FINES FIRM FOR UNSUITABLE VARIABLE ANNUITY TRANSACTIONS   FINRA settled charges against a member firm for unsuitable sales of deferred variable annuities and for inadequate...
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Memo#
23197

SEC Adopts "Summary Prospectus" Rule and Related Amendments to Form N-1A

    [23197]   January 21, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-09 BOARD OF GOVERNORS No. 2-09 BROKER/DEALER ADVISORY COMMITTEE No. 5-09 ETF ADVISORY COMMITTEE No. 1-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 1-09...