Transfer Agent Advisory Content

  [25605] November 2, 2011 TO: INTERNATIONAL COMMITTEE No. 25-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 17-11 SEC RULES COMMITTEE No. 94-11 TRANSFER AGENT ADVISORY COMMITTEE No. 91-11 RE: NOTICE REGARDING QUINQUENNIAL REPORT OF U.S. OWNERSHIP OF FOREIGN SECURITIES AS OF DECEMBER 31...

    [25592]   October 27, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 32-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 64-11 BROKER/DEALER ADVISORY COMMITTEE No. 69-11 OPERATIONS COMMITTEE No. 43-11 SMALL FUNDS COMMITTEE No. 46-11 TAX COMMITTEE No. 67-11 TRANSFER AGENT...

  [25585] October 25, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 31-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 63-11 BROKER/DEALER ADVISORY COMMITTEE No. 68-11 OPERATIONS COMMITTEE No. 42-11 SMALL FUNDS COMMITTEE No. 45-11 TAX COMMITTEE No. 65-11 TRANSFER AGENT...

[25575] October 21, 2011 TO: OPERATIONS COMMITTEE No. 41-11 TRANSFER AGENT ADVISORY COMMITTEE No. 88-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 62-11 BROKER/DEALER ADVISORY COMMITTEE No. 67-11 BDAC COST BASIS REPORTING TASK FORCE No. 30-11 SMALL FUNDS COMMITTEE No. 43-11 TAX...

[25571] October 20, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 86-11 RE: OCTOBER 2011 - REGULATORY ACTIONS MATRIX   The updated Regulatory Actions Matrix (“RAM”) is attached for your information. The RAM provides high level information on regulatory actions impacting fund transfer...

[25572] October 20, 2011 TO: TAX COMMITTEE No. 63-11 TRANSFER AGENT ADVISORY COMMITTEE No. 87-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 61-11 BROKER/DEALER ADVISORY COMMITTEE No. 66-11 OPERATIONS COMMITTEE No. 40-11 SMALL FUNDS COMMITTEE No. 42-11 PENSION COMMITTEE No. 29...

[25567] October 19, 2011 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 60-11 BROKER/DEALER ADVISORY COMMITTEE No. 65-11 OPERATIONS COMMITTEE No. 39-11 TRANSFER AGENT ADVISORY COMMITTEE No. 85-11 ACCOUNTING/TREASURERS COMMITTEE No. 15-11 RE: FSOC SUBMITS FIRST ANNUAL REPORT TO...

[25555] October 13, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 28-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 59-11 BROKER/DEALER ADVISORY COMMITTEE No. 64-11 OPERATIONS COMMITTEE No. 38-11 SMALL FUNDS COMMITTEE No. 40-11 TAX COMMITTEE No. 62-11 TRANSFER AGENT ADVISORY...

[25558] October 13, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 84-11 RE: PRELIMINARY AGENDA FOR TAAC MEETING - OCTOBER 26-27, 2011   The preliminary agenda for the next meeting of the Transfer Agent Advisory Committee (“TAAC”) is attached for your information. The TAAC meeting...

[25521] September 29, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 27-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 58-11 BROKER/DEALER ADVISORY COMMITTEE No. 62-11 OPERATIONS COMMITTEE No. 37-11 SMALL FUNDS COMMITTEE No. 39-11 TAX COMMITTEE No. 61-11 TRANSFER AGENT...