Transfer Agent Advisory Content

[25516] September 23, 2011 TO: TAX COMMITTEE No. 60-11 TRANSFER AGENT ADVISORY COMMITTEE No. 81-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 57-11 BROKER/DEALER ADVISORY COMMITTEE No. 61-11 OPERATIONS COMMITTEE No. 36-11 ACCOUNTING/TREASURERS COMMITTEE No. 14-11 CLOSED-END...

[25507] September 20, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 26-11 BROKER/DEALER ADVISORY COMMITTEE No. 60-11 OPERATIONS COMMITTEE No. 35-11 SMALL FUNDS COMMITTEE No. 38-11 TAX COMMITTEE No. 58-11 TRANSFER AGENT ADVISORY COMMITTEE No. 80-11 BANK, TRUST AND RETIREMENT...

[25504] September 20, 2011 TO: AML COMPLIANCE WORKING GROUP No. 4-11 TRANSFER AGENT ADVISORY COMMITTEE No. 79-11 RE: ICI LETTER ON THE FATF CONSULTATION ON REVIEW OF THE STANDARDS (SECOND PUBLIC CONSULTATION)   On September 16, the Institute submitted a letter commenting on the...

[25494] September 16, 2011 TO: PENSION MEMBERS No. 52-11 OPERATIONS MEMBERS No. 22-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 55-11 TRANSFER AGENT ADVISORY COMMITTEE No. 78-11 RE: DOL ISSUES RESTRICTIVE INTERIM POLICY ON E-DISCLOSURE FOR THE NEW PARTICIPANT DISCLOSURE RULE  ...

  URGENT/ACTION REQUESTED [25490] September 15, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 76-11 RE: SEC PROVIDES NO-ACTION RELIEF ON PAY-ON-PLAY RULE; CALL TO DISCUSS RELIEF SCHEDULED FOR THURSDAY, SEPT. 15TH AT 2 P.M.   As you may know, ICI has been working with the SEC staff...

  [25488] September 15, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 25-11 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 54-11 BROKER/DEALER ADVISORY COMMITTEE No. 58-11 OPERATIONS COMMITTEE No. 33-11 SMALL FUNDS COMMITTEE No. 37-11 TAX COMMITTEE No. 55-11 TRANSFER AGENT...

[25476] September 13, 2011 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 75-11 RE: MARK YOUR CALENDAR - 2012 TAAC MEETING SCHEDULE   Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2012: February 8-9 May 8-9 July 18-19 October 17-18...

  [25469] September 8, 2011 TO: 529 PLAN MEMBERS No. 8-11 ACCOUNTING/TREASURERS MEMBERS No. 23-11 INTERNATIONAL MEMBERS No. 40-11 TAX MEMBERS No. 32-11 TRANSFER AGENT ADVISORY COMMITTEE No. 73-11 PENSION MEMBERS No. 49-11 RE: IRS AND TREASURY RELEASE 2011 - 2012 PRIORITY GUIDANCE PLAN...

  [25472] September 8, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 24-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 52-11 BROKER/DEALER ADVISORY COMMITTEE No. 55-11 OPERATIONS COMMITTEE No. 32-11 SMALL FUNDS COMMITTEE No. 36-11 TAX COMMITTEE No. 54-11 TRANSFER AGENT...

[25449] August 31, 2011 TO: OPERATIONS MEMBERS No. 20-11 TRANSFER AGENT ADVISORY COMMITTEE No. 72-11 RE: OKLAHOMA ISSUES NOTICE REGARDING SUBMITTING MUTUAL FUND SHARES TO THE STATE’S OFFICE OF UNCLAIMED PROPERTY   The Unclaimed Property Office in the Oklahoma State Treasurer’s Office...