Transfer Agent Advisory Content

[31107] February 23, 2018 TO: Transfer Agent Advisory Committee RE: Registration Now Open: May 21-22, 2018 Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Monday, May 21 from 1:00 p.m. to 5:00 p.m. ET and on Tuesday...

[31106] February 23, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Extends...

[31091] February 16, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Advertising Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities Litigation & Enforcement Municipal Securities Variable Insurance Products...

[31082] February 9, 2018 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: IRS and Treasury Release Updated 2017-2018 Priority Guidance Plan -- Tax Items The Treasury Department...

[31072] February 5, 2018 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee...

[31053] January 24, 2018 TO: Transfer Agent Advisory Committee RE: Pennsylvania Confirms Returned Mail as the Trigger for Deeming Property Abandoned The Institute is pleased to inform you that Pennsylvania Treasurer Joe Torsella has announced a “new consumer protection measure for...

[31038] January 19, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Alternative Investments Anti-Money Laundering Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Risk Oversight Valuation RE: SEC Letter to ICI on Fund...

[31026] January 16, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Operations Pension Transfer Agency RE: PBGC Finalizes Regulations to Extend Missing Participant Program to Terminated Defined Contribution Plans On December 22, 2017, the Pension...

[31022] January 12, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff...