Transfer Agent Advisory Content

[31525] December 18, 2018 TO: ICI Members ICI Global Tax Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: FATCA Tax RE: IRS Issues Proposed Regulations to Ease FATCA Withholding Rules On December 13, 2018, the IRS issued proposed regulations modifying the “Chapter 4...

[31519] December 13, 2018 TO: Transfer Agent Advisory Committee RE: Registration Now Open: February 6-7, 2019 Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, February 6 from 1:00 to 5:00 p.m. ET and on...

[31518] December 12, 2018 TO: ICI Members SUBJECTS: Compliance Disclosure Operations Transfer Agency RE: Update on Rule 30e-3 Related Disclosure Requirements for Variable Annuity Products As you know, the SEC recently adopted final Rule 30e-3 under the Investment Company Act of 1940....

[31515] December 7, 2018 TO: ICI Members Pension Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: 529 Plans Fund Accounting & Financial Reporting Tax RE: 2018 State Tax Survey The Institute’s 2018 surveys on state tax matters are now available on the Institute’s...

[31506] November 29, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compensation/Remuneration Compliance Disclosure Distribution Fees and Expenses Fund Accounting & Financial Reporting Investment Advisers Pension Recordkeeping Transfer Agency Variable Insurance Products...

[31481] November 15, 2018 TO: ICI Members Investment Company Directors Investment Advisers Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Closed-End Funds Disclosure Exchange-Traded Funds (ETFs) Investment Advisers Transfer Agency RE...

[31477] November 13, 2018 TO: ICI Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: IRS and Treasury Release 2018-2019 Priority Guidance Plan -- Tax Items The Treasury Department and the Internal Revenue...

[31476] November 12, 2018 TO: Transfer Agent Advisory Committee RE: Mark Your Calendars - Revised 2019 TAAC Meeting Schedule Please note that there has been a change to the 2019 Transfer Agent Advisory Committee meeting schedule for 2019. The November meeting is now scheduled for...

[31466] November 1, 2018 TO: ICI Members Investment Company Directors Operations Committee Processing Fees Working Group SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Disclosure Distribution Fees and Expenses Fund Governance Intermediary...

[31446] October 18, 2018 TO: Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Small Funds Committee Tax Committee Transfer Agent Advisory Committee RE: Proposed Regulations on De Minimis Error Safe Harbor for Information Reporting...