Transfer Agent Advisory Content

[30784] July 18, 2017 TO: ABLE Act Working Group Tax Committee Transfer Agent Advisory Committee RE: ICI Submits Letter to IRS Requesting Guidance on Calculation of Earnings for ABLE Accounts The Institute submitted the attached letter to the Internal Revenue Service (IRS) requesting...

[30756] June 26, 2017 TO: Transfer Agent Advisory Committee RE: Mark Your Calendar - 2018 TAAC Meeting Schedule Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2018: January 31- February 1, 2018 ICI - Washington, D.C. May 21-22, 2018...

[30725] June 2, 2017 TO: ICI Members Investment Company Directors ICI Global Members Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Investment Advisers Operations Pension RE: SEC...

[30722] May 30, 2017 TO: Pension Committee Pension Operations Advisory Committee SEC Rules Committee RE: ICI Form of Amendment to Assist Members Offering "Clean Shares" ICI, with member input, has developed the attached form of amendment to assist members that are considering offering...

[30767] July 6, 2017 TO: ICI Members SUBJECTS: Pension RE: DOL Issues RFI on Potential Changes to the Fiduciary Rule and Related Exemptions As expected, the Department of Labor (DOL) has issued a request for information (RFI) [1] regarding the 2016 final regulation defining fiduciary...

[30769] July 6, 2017 TO: ABLE Act Working Group Tax Committee Transfer Agent Advisory Committee RE: Draft Letter to IRS Requesting Guidance on Calculation of Earnings for ABLE Accounts Attached for your review is a draft letter to the Internal Revenue Service (“IRS”) requesting...

[30756] June 26, 2017 TO: Transfer Agent Advisory Committee RE: Mark Your Calendar - 2018 TAAC Meeting Schedule Please mark your calendar for the following Transfer Agent Advisory Committee meetings scheduled in 2018: January 31- February 1, 2018 ICI - Washington, D.C. May 21-22, 2018...

[30752] June 22, 2017 TO: AML Compliance Working Group Chief Risk Officer Committee Closed-End Investment Company Committee ICI Global Regulated Funds Committee Pension Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee RE: Treasury Department Seeks...

[30746] June 19, 2017 TO: ICI Members Investment Company Directors ICI Global Members Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Principal Underwriters Working Group SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...

[30733] June 7, 2017 TO: AML Compliance Working GroupTransfer Agent Advisory Committee RE: In-Person Meeting for AML Compliance Working Group: Tuesday, September 12, 2017 The Investment Company Institute will host an in-person meeting of the AML Compliance Working Group on Tuesday...