Transfer Agent Advisory Content

[30938] November 6, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: Connecticut Enacts New...

[30933] November 2, 2017 TO: ICI Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: IRS and Treasury Release 2017-2018 Priority Guidance Plan -- Tax Items The Treasury Department and the Internal Revenue...

[30930] October 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Cybersecurity Derivatives Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global...

[30897] October 4, 2017 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Transfer Agent Advisory Committee...

[30889] September 28, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Compliance Derivatives International/Global Investment Advisers Recordkeeping...

[30866] September 8, 2017 TO: Transfer Agent Advisory Committee RE: Registration Now Open: November 15-16, 2017, Transfer Agent Advisory Committee Meeting The next meeting of the Transfer Agent Advisory Committee will be held on Wednesday, November 15 from 1:00 p.m. to 5:00 p.m. ET...

[30842] August 16, 2017 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: 2017...

[30834] August 14, 2017 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Transfer...

[30831] August 11, 2017 TO: AML Compliance Working Group Compliance Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee RE: Customer Due Diligence Social Code Categorization Matrix We are pleased to announce the...

[30807] July 28, 2017 TO: ICI Members SUBJECTS: 529 Plans Anti-Money Laundering Systemic Risk RE: ICI Submits Letter to Treasury Department Recommending Rule Modifications to Reduce Regulatory Burdens In June, the Treasury Department issued a request for information (RFI) seeking the...