Technology Content

[32282] March 14, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Technology & Business Continuity...

[32277] March 12, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Operations Committee SEC Rules Committee Small Funds Committee Technology Committee SUBJECTS...

[32268] March 6, 2020 TO: Chief Compliance Officer Committee SEC Rules Committee Small Funds Committee Technology Committee Transfer Agent Advisory Committee RE: COVID-19 and SEC Exemptive Relief On March 4, 2020, the Securities and Exchange Commission (“SEC”) issued an order...

[32205] February 11, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee - Save the Date - April 15 & 16, 2020 The next meeting of ICI’s Technology Committee will take place on Wednesday April, 15 and Thursday April 16, 2020 at...

[32206] February 11, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Committee - Save the Date - April 17, 2020 The next meeting of ICI’s Chief Information Security Officer Committee will take place on Friday...

[32179] January 28, 2020 TO: Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Technology Committee Transfer Agent Advisory Committee SUBJECTS: Compliance Cybersecurity RE: OCIE Publishes Its Cybersecurity and Resiliency Observations OCIE has...

[32175] January 27, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee - Save the Date - April 15 & 16, 2020 The next meeting of ICI’s Technology Committee will take place on Wednesday, April 15 and Thursday, April 16, 2020 at...

[32176] January 27, 2020 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - April 17, 2020 The next meeting of ICI’s Chief Information Security Officer Committee will take place on...

[31964] September 16, 2019 TO: Chief Information Security Officer Advisory Committee ICI Global Information Security Officer Committee - London Technology Committee RE: Information Security Officer Committee - London Meeting - Save the Date & Agenda Highlights - London, November 5...

[31953] September 10, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save The Date & Hotel Reservations - October 30, 2019 The next meeting of ICI’s Chief Information Security Officer...