SEC Rules Content

- 1 - October 3, 1989 TO: SEC RULES COMMITTEE NO. 58-89 CLOSED-END FUND COMMITTEE NO. 40-89 UNIT INVESTMENT TRUST COMMITTEE NO. 67-89 INTERNATIONAL FUNDS TASK FORCE NO. 14-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULE 12d1-1 _________________________________________________________...

October 16, 1989 TO: BOARD OF GOVERNORS NO. 61-89 DIRECT MARKETING COMMITTEE NO. 29-89 FEDERAL LEGISLATION COMMITTEE NO. 13-89 MARKETING COMMITTEE NO. 25-89 OPERATIONS COMMITTEE NO. 19-89 PENSION COMMITTEE NO. 6-89 PUBLIC INFORMATION COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 28-89...

September 26, 1989 TO: BOARD OF GOVERNORS NO. 59-89 CLOSED-END FUND COMMITTEE NO. 39-89 SEC RULES COMMITTEE NO. 55-89 UNIT INVESTMENT TRUST COMMITTEE NO. 64-89 RE: FED ORDER PERMITS BANK HOLDING COMPANY SUBSIDIARIES TO UNDERWRITE AFFILIATE SECURITIES __________________________________...

September 26, 1989 TO: SEC RULES COMMITTEE NO. 56-89 RE: INSTITUTE DRAFT COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 12D3-1 __________________________________________________________ As we previously informed you, the SEC has proposed amendments to Rule 12d3-1 under the Investment...

September 1, 1989 TO: SEC RULES COMMITTEE NO. 53-89 RE: NOTICE OF MEETING, OCTOBER 10, 1989 __________________________________________________________ The SEC Rules Committee meeting has been scheduled for Tuesday, October 10, 1989 at 10:00 a.m. The meeting will be held in the South...

September 1, 1989 TO: SEC RULES COMMITTEE NO. 54-89 OPERATIONS COMMITTEE NO. 15-89 UNIT INVESTMENT TRUST COMMITTEE NO. 59-89 RE: SEPTEMBER 19 MEETING TO DISCUSS PROBLEMS WITH IMPLEMENTING INVESTMENT COMPANY ACT RULE 11A-3 __________________________________________________________ As...

August 24, 1989 TO: SEC RULES COMMITTEE NO. 52-89 CLOSED-END FUND COMMITTEE NO. 36-89 UNIT INVESTMENT TRUST COMMITTEE NO. 54-89 INTERNATIONAL FUNDS TASK FORCE NO. 10-89 RE: MEETING ON FOREIGN INVESTMENT RULES RESCHEDULED FOR SEPTEMBER 12 _______________________________________________...

- 1 - August 23, 1989 TO: SEC RULES COMMITTEE NO. 51-89 CLOSED-END FUND COMMITTEE NO. 35-89 UNIT INVESTMENT TRUST COMMITTEE NO. 53-89 INVESTMENT ADVISERS COMMITTEE NO. 35-89 RE: SEC REPROPOSES AMENDMENTS TO RULES UNDER SECTION 16 _______________________________________________________...

August 10, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 31-89 SEC RULES COMMITTEE NO. 50-89 CLOSED-END FUND COMMITTEE NO. 34-89 RE: MEETING TO DISCUSS COMMENTS ON PROPOSED REVISIONS TO FORM N-2 __________________________________________________________ We recently sent you the SEC...

- 1 - August 9, 1989 TO: SEC RULES COMMITTEE NO. 48-89 CLOSED-END FUND COMMITTEE NO. 33-89 UNIT INVESTMENT TRUST COMMITTEE NO. 49-89 INTERNATIONAL FUNDS TASK FORCE NO. 9-89 RE: SEC PROPOSES RULE TO ALLOW ACQUISITIONS BY REGISTERED INVESTMENT COMPANIES OF EQUITY SECURITIES OF FOREIGN...