SEC Rules Content

    [23810]   September 22, 2009 TO: TAX COMMITTEE No. 25-09 ACCOUNTING/TREASURERS COMMITTEE No. 16-09 INTERNATIONAL COMMITTEE No. 15-09 SEC RULES COMMITTEE No. 56-09     RE: DRAFT FBAR REPORTING SUBMISSION; PLEASE COMMENT BY SEPTEMBER 28   The attached draft letter to the Internal...

    [23801]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-09 ETF ADVISORY COMMITTEE No. 28-09 EQUITY MARKETS ADVISORY COMMITTEE No. 39-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-09 SEC RULES COMMITTEE No. 54-09     RE: DRAFT ICI COMMENT LETTER ON SEC...

    [23798]   September 17, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 38-09 SEC RULES COMMITTEE No. 53-09     RE: REMINDER - SEPTEMBER 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA   In conjunction with the Institute’s Capital Markets Conference on September 24, 2009...

    [23802]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-09 ETF ADVISORY COMMITTEE No. 29-09 SEC RULES COMMITTEE No. 55-09     RE: PROPOSED CHANGES TO NYSE CORPORATE GOVERNANCE REQUIREMENTS; YOUR COMMENTS REQUESTED BY SEPTEMBER 28TH   The Securities and...

    [23781]   September 10, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-09 RISK MANAGEMENT ADVISORY COMMITTEE No. 9-09 SEC RULES COMMITTEE No. 52-09     RE: DRAFT ICI LETTER ON SEC PROPOSAL TO ENHANCE COMPENSATION AND GOVERNANCE...

    [23779]   September 10, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-09 SEC RULES COMMITTEE No. 51-09     RE: REMINDER - SEPTEMBER 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA   In conjunction with the Institute’s Capital Markets Conference on September 24, 2009...

    [23766]   September 8, 2009 TO: SEC RULES COMMITTEE No. 50-09     RE: NOTICE OF SEC RULES COMMITTEE MEETING AND DINNER; OCTOBER 28-29, 2009   An extended, in-person meeting of the SEC Rules Committee has been scheduled for Thursday, October 29th at the offices of the Investment...

    [23740]   September 1, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 39-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 34-09 SEC RULES COMMITTEE No. 49-09     RE: ICI DRAFT LETTER ON SEC PROPOSAL TO ENHANCE MUNICIPAL SECURITIES DISCLOSURE   The Securities and Exchange...

    [23739]   August 25, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-09 SEC RULES COMMITTEE No. 48-09     RE: SEPTEMBER 23 EQUITY MARKETS ADVISORY COMMITTEE MEETING; DRAFT AGENDA   In conjunction with the Institute’s Capital Markets Conference on September 24, 2009, the next...

    [23705]   August 13, 2009 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 37-09 SEC RULES COMMITTEE No. 47-09     RE: ICI DRAFT COMMENT LETTER ON SEC PROPOSED CHANGES TO MONEY MARKET FUND REGULATION   The Securities and Exchange...