SEC Rules Content

    [24092]   January 20, 2010 TO: SEC RULES COMMITTEE No. 3-10     RE: DRAFT AGENDA FOR FEBRUARY 3 SEC RULES COMMITTEE MEETING   As we previously informed you, the SEC Rules Committee meeting has been scheduled for Wednesday, February 3rd.  We are pleased to announce that Diane...

    [24077]   January 13, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 1-10 SEC RULES COMMITTEE No. 2-10 SMALL FUNDS COMMITTEE No. 1-10     RE: SEC APPROVES NYSE AMEX PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND INVESTMENT...

    [24061]   January 7, 2010 TO: SEC RULES COMMITTEE No. 1-10     RE: NOTICE OF SEC RULES COMMITTEE MEETING AND VIDEOCONFERENCE OPTIONS - FEBRUARY 3, 2010; PLEASE RESPOND BY JANUARY 27TH   A meeting of the SEC Rules Committee has been scheduled for Wednesday, February 3rd at the...

    [24023]   December 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-09 ETF ADVISORY COMMITTEE No. 42-09 SEC RULES COMMITTEE No. 73-09 SMALL FUNDS COMMITTEE No. 21-09     RE: COMMENT PERIOD ON PROXY ACCESS PROPOSAL RE-OPENED; COMMENTS DUE TO SEC ON JANUARY 19, 2010   The...

    [24018]   December 16, 2009 TO: INTERNATIONAL COMMITTEE No. 19-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 54-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 62-09 SEC RULES COMMITTEE No. 72-09     RE: ICI DRAFT LETTER ON CESR'S CONSULTATION ON A COMMON DEFINITION FOR EUROPEAN...

[24010]   December 11, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-09 EQUITY MARKETS ADVISORY COMMITTEE No. 57-09 FIXED-INCOME ADVISORY COMMITTEE No. 32-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 61-09 SEC RULES COMMITTEE...

    [24009]   December 10, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-09 EQUITY MARKETS ADVISORY COMMITTEE No. 56-09 FIXED-INCOME ADVISORY COMMITTEE No. 31-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 60-09 SEC RULES...

    [23991]   December 2, 2009 TO: SEC RULES COMMITTEE No. 69-09     RE: 2010 SEC RULES COMMITTEE MEETING SCHEDULE - CORRECTION   Set forth below are the dates for meetings of the SEC Rules Committee in 2010.   Wednesday, February 3, 2010 Thursday, June 17, 2010 Thursday, October 28...

    [23985]   November 30, 2009 TO: SEC RULES COMMITTEE No. 68-09     RE: 2010 SEC RULES COMMITTEE MEETING SCHEDULE   Set forth below are the dates for meetings of the SEC Rules Committee in 2010.   Thursday, February 3, 2010   Thursday, June 17, 2010   Thursday, October 28, 2010...

    [23967]   November 20, 2009 TO: SEC RULES COMMITTEE No. 67-09 EQUITY MARKETS ADVISORY COMMITTEE No. 51-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-09 ETF ADVISORY COMMITTEE No. 39-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-09     RE: DRAFT ICI COMMENT LETTER ON SEC...