SEC Rules Content

[26199] May 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-12 SEC RULES COMMITTEE No. 34-12 RE: REMINDER - JUNE 6 EQUITY MARKETS ADVISORY COMMITTEE MEETING; FINAL AGENDA ATTACHED   Just a reminder – a meeting of the Equity Markets Advisory Committee has been scheduled for...

[26178] May 23, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-12 SEC RULES COMMITTEE No. 31-12 RE: SAVE THE DATE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 17   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 17...

  [26184] May 23, 2012 TO: PENSION COMMITTEE No. 17-12 PENSION OPERATIONS ADVISORY COMMITTEE No. 17-12 SEC RULES COMMITTEE No. 33-12 SMALL FUNDS COMMITTEE No. 16-12 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 13-12 529 PLAN ADVISORY COMMITTEE No. 3-12 BANK, TRUST AND RETIREMENT...

  [26181] May 23, 2012 TO: SEC RULES COMMITTEE No. 32-12 RE: DRAFT AGENDA FOR JUNE 7TH SEC RULES COMMITTEE MEETING   The next meeting of the SEC Rules Committee has been scheduled for Thursday, June 7th. The meeting will take place at the Investment Company Institute (1401 H St., N.W...

[26164] May 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 16-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-12 SEC RULES COMMITTEE No. 30-12 RE: DRAFT ICI LETTER ON FSB REPORT ON SECURITIES LENDING AND REPOS; MEMBER INPUT REQUESTED BY...

[26121] May 1, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-12 INTERNATIONAL COMMITTEE No. 15-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 31-12 SEC RULES COMMITTEE No. 29-12 RE: FSB REQUESTS COMMENT ON REPORT ON SECURITIES LENDING AND REPOS BY MAY 25; MEMBER CALL SCHEDULED...

[26076] April 23, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-12 SEC RULES COMMITTEE No. 28-12 RE: ICI DRAFT LETTER ON CFTC REPROPOSAL ON BLOCK TRADES - COMMENTS REQUESTED BY MAY 3   The Commodity Futures Trading Commission...

  [26074] April 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-12 SEC RULES COMMITTEE No. 26-12 RE: DRAFT ICI COMMENT LETTER ON PROPOSED ENHANCED PRUDENTIAL STANDARDS FOR "SIFIS" AND LARGE BANK HOLDING COMPANIES   Earlier...

[26068] April 20, 2012 TO: OPERATIONS COMMITTEE No. 11-12 SEC RULES COMMITTEE No. 25-12 SMALL FUNDS COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 22-12 RE: ICI DRAFT COMMENT LETTER OF SEC'S PROPOSED "RED FLAG" IDENTITY THEFT RULES; COMMENTS REQUESTED BY FRIDAY, APRIL 27TH ...

  [26066] April 19, 2012 TO: SEC RULES COMMITTEE No. 24-12 RE: NOTICE OF SEC RULES COMMITTEE MEETING AND VIDEOCONFERENCE - JUNE 7th; PLEASE RESPOND BY MAY 30th   A meeting of the SEC Rules Committee has been scheduled for Thursday, June 7th at the offices of the Investment Company...