SEC Rules Content

[26597] October 22, 2012 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-12 SEC RULES COMMITTEE No. 64-12 RE: ICI FILES LETTER REGARDING BANKING ORGANIZATIONS' REGULATORY CAPITAL PROPOSALS   As you may know, in August 2012 the Office of the Comptroller of the Currency, the Federal...

  [26593] October 18, 2012 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-12 SEC RULES COMMITTEE No. 62-12 RE: ICI DRAFT LETTER REGARDING IMPLEMENTATION OF BASEL III CAPITAL ACCORDS   As you may know, in August 2012 the Office of the Comptroller of the Currency, the Federal Reserve...

[26595] October 19, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-12 ETF ADVISORY COMMITTEE No. 38-12 SEC RULES COMMITTEE No. 63-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-12 RE: DRAFT ICI LETTER ON SEC TECHNOLOGY AND TRADING...

[26585] October 15, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 36-12 SEC RULES COMMITTEE No. 61-12 RE: NYSE AND NASDAQ FILE PROPOSED RULE CHANGE TO MODIFY LISTING RULES FOR COMPENSATION COMMITTEES   The Securities and Exchange Commission (...

URGENT/ACTION REQUESTED [26551] October 4, 2012 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 19-12 INVESTMENT ADVISERS COMMITTEE No. 4-12 SEC RULES COMMITTEE No. 60-12 RE: SECOND DRAFT OF ICI LETTER ON PROPOSED RULES TO IMPLEMENT THE JOBS ACT   As you know, ICI circulated a draft...

  [26530] September 27, 2012 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 18-12 INVESTMENT ADVISERS COMMITTEE No. 3-12 SEC RULES COMMITTEE No. 59-12 RE: DRAFT ICI LETTER ON PROPOSED RULES TO IMPLEMENT THE JOBS ACT   As you know, Congress enacted the Jumpstart Our Business...

  [26524] September 26, 2012 TO: SEC RULES COMMITTEE No. 58-12 RE: DRAFT AGENDA FOR OCTOBER 15-16 SEC RULES COMMITTEE MEETING AND DINNER   The annual in-person meeting of the SEC Rules Committee is quickly approaching. This year’s meeting, scheduled for Tuesday, October 16th, will be...

[26520] September 26, 2012 TO: ICI GLOBAL STEERING COMMITTEE No. 9-12 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 1-12 SEC RULES COMMITTEE No. 57-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-12 ETF ADVISORY COMMITTEE No. 32-12 INTERNATIONAL COMMITTEE No. 38-12 RE: EUROPEAN...

[26517] September 24, 2012 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 42-12 BROKER/DEALER ADVISORY COMMITTEE No. 47-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-12 COMPLIANCE ADVISORY COMMITTEE No. 3-12 FIXED-INCOME ADVISORY COMMITTEE No. 21-12 INVESTMENT ADVISERS...

[26509] September 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-12 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 37-12 SEC RULES COMMITTEE No. 55-12 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER IN RESPONSE TO PROPOSED...