Sales and Marketing Content

[10351] October 5, 1998 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-98 DIRECT MARKETING COMMITTEE No. 17-98 INVESTMENT ADVISER MEMBERS No. 29-98 OPERATIONS MEMBERS No. 26-98 PENSION MEMBERS No. 61-98 PENSION OPERATIONS ADVISORY COMMITTEE No. 49-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 90...

1 See Memorandum to Closed-End Investment Company Members No. 22-98, SEC Rules Members No. 58-98 and Unit Investment Trust Members No. 15-98, dated July 29, 1998. 2 NASD Notice to Members 98-75 (September 1998). 3 See Memorandum to Closed-End Investment Company Members No. 26-97, SEC...

[10282] September 14, 1998 TO: MARKETING POLICY COMMITTEE No. 24-98 SALES FORCE MARKETING COMMITTEE No. 18-98 RE: MINUTES: JUNE 24,1998 MEETING DATES: JOINT WINTER COMMITTEE MEETINGS ______________________________________________________________________________ Enclosed are the...

[10279] September 11, 1998 TO: DIRECT MARKETING COMMITTEE No. 16-98 INDUSTRY STATISTICS COMMITTEE No. 13-98 PUBLIC INFORMATION COMMITTEE No. 38-98 RESEARCH COMMITTEE No. 19-98 SALES FORCE MARKETING COMMITTEE No. 17-98 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 18-98 RE: 1999 JOINT...

1 SEC Release No. 34-40214 (July 15, 1998), 63 Fed. Reg. 39614 (July 23, 1998). 2 The NASD will issue a Notice to Members setting forth the text of the rule amendments. The Notice also will announce the effective date of the rule amendments and explain how they will be implemented...

[10084] July 1, 1998 TO: DIRECT MARKETING COMMITTEE No. 14-98 MARKETING POLICY COMMITTEE No. 20-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 61-98 CONTINUING EDUCATION AND TRAINING ADVISORY COMMITTEE No. 8-98 CONTINUING EDUCATION/TRAINING MEMBERS No. 8-98 PUBLIC INFORMATION COMMITTEE No...

[10053] June 24, 1998 TO: CONTINUING EDUCATION/TRAINING MEMBERS No. 7-98 DIRECT MARKETING COMMITTEE No. 13-98 HUMAN RESOURCES FORUM No. 5-98 MARKETING POLICY COMMITTEE No. 19-98 OPERATIONS MEMBERS No. 16-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 57-98 RESEARCH COMMITTEE No. 16-98 SALES...

[10025] June 16, 1998 TO: DIRECT MARKETING COMMITTEE No. 12-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 54-98 SALES FORCE MARKETING COMMITTEE No. 13-98 SMALL FUNDS COMMITTEE No. 12-98 RE: NEW INVESTOR BROCHURES _____________________________________________________________________________...

[10022] June 16, 1998 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 14-98 DIRECT MARKETING COMMITTEE No. 11-98 INDUSTRY STATISTICS COMMITTEE No. 9-98 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-98 MARKETING POLICY COMMITTEE No. 17-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 53-98 PUBLIC...

[9943] May 19, 1998 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 13-98 SALES FORCE MARKETING COMMITTEE No. 11-98 RE: AGENDA: JUNE 24, 1998 SALES FORCE MARKETING COMMITTEE MEETING ______________________________________________________________________________ As we previously informed you...