Pension Operations Advisory Content

  [21870]   October 22, 2007 TO: PENSION COMMITTEE No. 33-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 34-07 RE: MODEL TRANSFER OF ASSETS REQUEST FORM   The Transfer Agent Advisory Committee’s ToRA Task Force, led by Tom Schmidt of DST Systems, Inc., developed the attached model...

  [21853]   October 18, 2007 TO: PENSION COMMITTEE No. 32-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 33-07 RE: REMINDER--JOINT PENSION AND PENSION OPERATIONS ADVISORY COMMITTEE MEETING, OCTOBER 25; SPEAKERS CONFIRMED   The joint meeting of the Pension and Pension Operations Advisory...

  [21830]   October 11, 2007 TO: PENSION COMMITTEE No. 31-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 32-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 42-07 BROKER/DEALER ADVISORY COMMITTEE No. 66-07 RE: ICI CONFERENCE CALL TO DISCUSS REP. NEAL DEFINED CONTRIBUTION PLAN...

  [21722]   October 3, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 37-07 BROKER/DEALER ADVISORY COMMITTEE No. 61-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 21-07 COMPLIANCE ADVISORY COMMITTEE No. 20-07 OPERATIONS COMMITTEE No. 25-07 PENSION OPERATIONS ADVISORY...

  [21696]   October 2, 2007 TO: PENSION COMMITTEE No. 29-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 30-07 RE: REMINDER--JOINT PENSION AND PENSION OPERATIONS ADVISORY COMMITTEE MEETING, OCTOBER 25; GUEST SPEAKERS CONFIRMED   The joint meeting of the Pension and Pension Operations...

  [21679]   September 28, 2007 TO: PENSION COMMITTEE No. 28-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 29-07 TRANSFER AGENT ADVISORY COMMITTEE No. 66-07 RE: MODEL INFORMATION SHARING AGREEMENT FOR 403(b) PLANS   Attached is the ICI Model Information Sharing Agreement for 403(b)...

  [21611]   September 18, 2007 TO: PENSION COMMITTEE No. 27-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 28-07 RE: REVISED DRAFT MODEL INFORMATION SHARING AGREEMENT FOR 403(b) PLANS; CONFERENCE CALL SCHEDULED FOR FRIDAY, SEPTEMBER 21   Attached for your review is a revised draft ICI...

    [21574]   September 11, 2007 TO: PENSION COMMITTEE No. 26-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 27-07 RE: JOINT PENSION AND PENSION OPERATIONS ADVISORY COMMITTEE MEETING, OCTOBER 25   The joint meeting of the Pension and Pension Operations Advisory Committees is scheduled...

[21537]   August 28, 2007 TO: OPERATIONS MEMBERS No. 15-07 BROKER/DEALER ADVISORY COMMITTEE No. 52-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-07 COMPLIANCE ADVISORY COMMITTEE No. 18-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 25-07 INTERNATIONAL OPERATIONS ADVISORY...

URGENT/ACTION REQUESTED [21536]   August 28, 2007 TO: PENSION COMMITTEE No. 25-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 26-07 RE: DRAFT ICI MODEL INFORMATION SHARING AGREEMENT FOR 403(B) PLANS   Attached for your review is a draft ICI model agreement for use in satisfying the...