Municipal Securities Advisory Content

[24010]   December 11, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-09 EQUITY MARKETS ADVISORY COMMITTEE No. 57-09 FIXED-INCOME ADVISORY COMMITTEE No. 32-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 61-09 SEC RULES COMMITTEE...

    [24009]   December 10, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-09 EQUITY MARKETS ADVISORY COMMITTEE No. 56-09 FIXED-INCOME ADVISORY COMMITTEE No. 31-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 60-09 SEC RULES...

    [24005]   December 8, 2009 TO: COMPLIANCE ADVISORY COMMITTEE No. 7-09 EQUITY MARKETS ADVISORY COMMITTEE No. 55-09 FIXED-INCOME ADVISORY COMMITTEE No. 30-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 51-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 59-09 SEC RULES MEMBERS No. 134...

    [23992]   December 2, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-09 EQUITY MARKETS ADVISORY COMMITTEE No. 54-09 FIXED-INCOME ADVISORY COMMITTEE No. 29-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 49-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 58-09 SEC RULES MEMBERS...

    [23986]   November 30, 2009 TO: SEC RULES MEMBERS No. 129-09 EQUITY MARKETS ADVISORY COMMITTEE No. 53-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 57-09 FIXED-INCOME ADVISORY COMMITTEE No. 28-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 48-09 CLOSED-END INVESTMENT COMPANY...

    [23981]   November 25, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 56-09     RE: MSRB FILES PROPOSAL REGARDING PRIORITY OF ORDERS IN PRIMARY OFFERINGS   The Municipal Securities Rulemaking Board (“MSRB”) has filed with the Securities and Exchange Commission (“SEC”) a...

    [23979]   November 24, 2009 TO: FIXED-INCOME ADVISORY COMMITTEE No. 27-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 55-09     RE: FINRA RECEIVES APPROVAL TO PUBLISH HISTORIC TRACE DATA   The Financial Industry Regulatory Authority received approval from the Securities and...

    [23951]   November 13, 2009 TO: COMPLIANCE ADVISORY COMMITTEE No. 5-09 EQUITY MARKETS ADVISORY COMMITTEE No. 50-09 FIXED-INCOME ADVISORY COMMITTEE No. 26-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 47-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 54-09 SEC RULES COMMITTEE No. 66...

    [23938]   November 6, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 53-09     RE: MARK YOUR CALENDAR NOVEMBER 19 - COMMITTEE MEETING; AGENDA ATTACHED   The next meeting of the Municipal Securities Advisory Committee has been scheduled for Thursday, November 19, 2009, at the...

    [23930]   November 5, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 52-09 FIXED-INCOME ADVISORY COMMITTEE No. 25-09     RE: SEC SETTLES BROKER-DEALER PAY-TO-PLAY MATTER IN JEFFERSON COUNTY, ALABAMA   The Securities and Exchange Commission has settled a pay-to-play action...