Municipal Securities Advisory Content

    [23638]   July 17, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 31-09     RE: MSRB ISSUES GUIDANCE ON DISCLOSURE AND SALES PRACTICE OBLIGATIONS   The Municipal Securities Rulemaking Board (“MSRB”) has issued guidance on disclosure and other sales practice obligations of...

    [23622]   July 13, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 30-09 FIXED-INCOME ADVISORY COMMITTEE No. 17-09     RE: SEC AND MSRB ISSUE STATEMENTS REGARDING CALIFORNIA IOUS   The staff of the Securities and Exchange Commission (“SEC”) issued a press release stating that...

    [23618]   July 10, 2009 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 29-09 SEC RULES COMMITTEE No. 41-09     RE: ICI DRAFT COMMENT LETTER ON CFTC’S CONSIDERATION OF CHANGES TO PERMITTED INVESTMENTS   The Commodity Futures Trading...

    [23612]   July 9, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 28-09     RE: SEC PROPOSES CHANGES TO MONEY MARKET FUND REGULATION; CONFERENCE CALL SCHEDULED FOR JULY 13   The Securities and Exchange Commission has proposed amendments to rules that govern money market funds...

    [23608]   July 6, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-09 529 PLAN MEMBERS No. 2-09     RE: MSRB PUBLISHES GUIDANCE REGARDING SOLICITATION ACTIVITY ON BEHALF OF AFFILIATED COMPANIES   The Municipal Securities Rulemaking Board (MSRB) has published an interpretive...

    [23609]   July 6, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-09 FIXED-INCOME ADVISORY COMMITTEE No. 16-09     RE: MSRB ISSUES REPORT ON BUILD AMERICA BONDS   The Municipal Securities Rulemaking Board (MSRB) published a report which reviewed issuance and trading...

    [23603]   July 1, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-09     RE: FINRA UNDERTAKES INITIATIVES RELATED TO MUNICIPAL SECURITIES MARKETS   On June 30, the Financial Industry Regulatory Authority (FINRA) announced that is has undertaken several measures related to...

    [23585]   June 26, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-09     RE: MSRB PROPOSES ADDITIONAL PAY-TO-PLAY DISCLOSURES   The Municipal Securities Rulemaking Board (MSRB) is seeking comment on a proposal to enhance its pay-to-play rule, Rule G-37, which generally...

    [23566]   June 19, 2009 TO: SEC RULES MEMBERS No. 63-09 EQUITY MARKETS ADVISORY COMMITTEE No. 29-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-09 FIXED-INCOME ADVISORY COMMITTEE No. 13-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-09     RE: JOINT FORUM ISSUES FINAL PAPER ON...

    [23495]   May 28, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-09 SEC RULES COMMITTEE No. 28-09     RE: SEC APPROVES TWO MSRB PROPOSALS RELATED TO EMMA   The Securities and Exchange Commission has approved two rule proposals filed by the Municipal Securities Rulemaking...