Municipal Securities Advisory Content

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25634

Proposed Regulations to Implement the Volcker Rule

[25634] November 10, 2011 TO: SEC RULES MEMBERS No. 133-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 79-11 EQUITY MARKETS ADVISORY COMMITTEE No. 62-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 61-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 56-11 FIXED-INCOME ADVISORY COMMITTEE No...
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Memo#
25630

SEC and CFTC Adopt Private Fund Reporting Requirements

  [25630] November 8, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 60-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 55-11 SEC RULES COMMITTEE No. 99-11 RE: SEC AND CFTC ADOPT PRIVATE FUND REPORTING REQUIREMENTS   The Securities and Exchange Commission and the Commodity Futures...
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Memo#
25623

SEC Chairman Schapiro Addresses Money Market Fund Reform

  [25623] November 7, 2011 TO: MONEY MARKET FUNDS ADVISORY COMMITTEE No. 59-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 54-11 SEC RULES MEMBERS No. 130-11 RE: SEC CHAIRMAN SCHAPIRO ADDRESSES MONEY MARKET FUND REFORM   Speaking at SIFMA’s 2011 Annual Meeting today, SEC Chairman Mary...
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Memo#
25534

SEC Staff Issues First Required Annual Report on NRSRO Examinations

[25534] October 5, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 71-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 49-11 SEC RULES MEMBERS No. 116-11 RE: SEC STAFF ISSUES FIRST REQUIRED ANNUAL REPORT ON NRSRO EXAMINATIONS   The staff of the Securities and Exchange Commission (SEC)...
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Memo#
25532

ICI Files Comment Letter on ABS Shelf Re-Proposal

[25532] October 5, 2011 TO: SEC RULES MEMBERS No. 117-11 FIXED-INCOME ADVISORY COMMITTEE No. 72-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 50-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 72-11 SMALL FUNDS MEMBERS No. 62-11 RE: ICI FILES COMMENT LETTER ON ABS SHELF RE-PROPOSAL   On...
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Memo#
25495

Joint Letter Regarding Status of Tax-Exemption for Municipal Bonds

  [25495] September 19, 2011 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 46-11 FIXED-INCOME ADVISORY COMMITTEE No. 69-11 RE: JOINT LETTER REGARDING STATUS OF TAX-EXEMPTION FOR MUNICIPAL BONDS   The status of the tax-exemption for municipal bonds has been in discussion as part of...