Municipal Securities Advisory Content

[26375] August 7, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 35-12 RE: ICI DRAFT LETTER REGARDING MSRB PROPOSAL TO LIMIT DEALER CONSENTS   As you know, the Municipal Securities Rulemaking Board has proposed an amendment to MSRB Rule G-11 that would prohibit brokers, dealers...

[26363] August 2, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 34-12 RE: SEC ISSUES REPORT ON THE MUNICIPAL SECURITIES MARKET   The Securities and Exchange Commission has  issued a comprehensive report with recommendations to help improve the structure of the municipal...

[26354] July 30, 2012 TO: 529 PLAN MEMBERS No. 8-12 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 33-12 PENSION COMMITTEE No. 24-12 RE: ICI FILES COMMENT LETTER ON MSRB CONCEPT TO REQUIRE DISCLOSURE OF FINANCIAL INCENTIVES AND CONFLICTS OF INTEREST   As you may recall, in May, the...

[26328] July 23, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 31-12 RE: GAO ISSUES REPORT ON OPTIONS FOR IMPROVING MUNICIPAL SECURITIES DISCLOSURE   The Government Accountability Office has issued a report entitled, “Municipal Securities:  Options for Improving Continuing...

[26330] July 23, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 32-12 PENSION COMMITTEE No. 23-12 RE: ICI DRAFT COMMENT LETTER ON MSRB CONCEPT TO REQUIRE DISCLOSURE OF FINANCIAL INCENTIVES AND CONFLICTS OF INTEREST   As you may know, in May, the Municipal Securities Rulemaking...

  [26319] July 20, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 30-12 RE: MSRB PROPOSES TO LIMIT DEALERS FROM PROVIDING CONSENTS ON BEHALF OF BONDHOLDERS; COMMENTS DUE AUGUST 13   The Municipal Securities Rulemaking Board has proposed an amendment to MSRB Rule G-11 that would...

[26288] July 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-12 ETF ADVISORY COMMITTEE No. 23-12 EQUITY MARKETS ADVISORY COMMITTEE No. 14-12 FIXED-INCOME ADVISORY COMMITTEE No...

[26286] July 10, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 28-12 RE: ICI COMMENT LETTER ON MSRB'S PROPOSAL TO ELIMINATE LARGE TRADE SIZE MASKING ON PRICE TRANSPARENCY REPORTS   As you know, the Municipal Securities Rulemaking Board has published a request for comment on a...

  [26278] June 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-12 ETF ADVISORY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-12 SEC RULES MEMBERS No. 56-12...

[26268] June 26, 2012 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-12 RE: ICI DRAFT LETTER ON MSRB’S PROPOSAL TO ENHANCE PRICE TRANSPARENCY FOR LARGE TRADES; COMMENTS DUE TO ICI BY THURSDAY, JUNE 28   As you know, the Municipal Securities Rulemaking Board has published a request...