Investment Advisers Content

1March 17, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 11-94 CLOSED-END FUND COMMITTEE NO. 6-94 CONTRACTUAL PLANS COMMITTEE NO. 2-94 DIRECT MARKETING COMMITTEE NO. 6-94 FEDERAL LEGISLATION COMMITTEE NO. 7-94 INDUSTRY STATISTICS COMMITTEE NO. 5-94 INTERNATIONAL COMMITTEE NO. 6-94...

March 11, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 21-94 SEC RULES COMMITTEE NO. 31-94 SOFT DOLLARS TASK FORCE RE: MARKET 2000 REPORT RECOMMENDS ENHANCED SOFT DOLLAR DISCLOSURE __________________________________________________________ The SEC Division of Market Regulation's...

March 7, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 20-94 SEC RULES COMMITTEE NO. 29-94 RE: INSTITUTE LETTER ON SEC WRAP FEE PROPOSAL __________________________________________________________ As we previously informed you, the Securities and Exchange Commission recently proposed...

March 4, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 19-94 RE: PROPOSED AMENDMENTS TO MARYLAND INVESTMENT ADVISER REGULATIONS __________________________________________________________ The Maryland Office of the Attorney General has issued for comment proposed amendments to regulations...

March 4, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 18-94 RE: NOTICE OF MEETING - APRIL 12, 1994 __________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Tuesday, April 12, 1994 at the Ramada Renaissance Techworld...

March 1, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 17-94 STATE LIAISON COMMITTEE NO. 18-94 UNIT INVESTMENT TRUST COMMITTEE NO. 16-94 ARIZONA ASSOCIATE MEMBERS RE: ARIZONA LEGISLATION INTRODUCED TO IMPLEMENT UNIFORMITY PROCEDURES AND REGULATE INVESTMENT ADVISERS ______________________...

February 25, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 16-94 SEC RULES COMMITTEE NO. 21-94 RE: CHANGE TO DRAFT COMMENT LETTER ON SEC WRAP FEE PROPOSAL __________________________________________________________ The Institute recently sent out for comment a draft letter on the SEC's...

1 See Memorandum to SEC Rules Committee No. 52-91 and Investment Issues Committee No. 10-91, dated August 30, 1991; Memorandum to Investment Advisers Committee No. 44-91, dated September 12, 1991; and Memorandum to Unit Investment Trust Committee No. 31-91, dated September 25, 1991. 2...

February 24, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 15-94 ILLINOIS INVESTMENT ADVISER ASSOCIATE MEMBERS RE: DRAFT ILLINOIS LEGISLATION RELATING TO REGULATION OF INVESTMENT ADVISERS __________________________________________________________ The Illinois Secretary of State (the...

February 23, 1994 TO: INVESTMENT ADVISERS COMMITTEE NO. 13-94 SEC RULES COMMITTEE NO. 17-94 RE: DRAFT COMMENT LETTER ON SEC WRAP FEE PROPOSAL __________________________________________________________ As we previously informed you, the Securities and Exchange Commission (the...