[32185] January 30, 2020 TO: Chief Compliance Officer Committee International Compliance Advisory Committee RE: RSVP Information for London Compliance Advisory Committee Meeting on Tuesday 21 April from 14:00-17:00; RSVP by Thursday, 9 April The next meeting of ICI’s International...
[32173] January 27, 2020 TO: International Compliance Advisory Committee International Internal Audit Advisory Committee RE: FCA Publishes a Dear CEO Letter Outlining Its Asset Management Supervision Strategy Last week the Financial Conduct Authority (FCA) published its latest “Dear...
[32081] December 6, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Compliance Advisory Committee International Internal Audit Advisory Committee RE: European Supervisory Authorities Statement on...
[32023] October 24, 2019 TO: Global Operations Advisory Committee ICI Global Regulated Funds Committee International Compliance Advisory Committee RE: ESMA Consultation on UCITS Performance Fees - Draft Comment Letter As previously advised, [1] on 16 July 2019 the European Securities...
[31944] September 6, 2019 TO: International Compliance Advisory Committee RE: Inaugural Meeting of International Compliance Advisory Committee on 29 October in London; Please RSVP by Friday, 27 September I am pleased to invite members of ICI’s newly created International Compliance...
[31891] August 7, 2019 TO: International Compliance Advisory Committee International Internal Audit Advisory Committee RE: FCA Publishes Findings of its Review of Implementation of the SM&CR by the Banking Sector Earlier this week, the Financial Conduct Authority (FCA) published a...
[31887] August 5, 2019 TO: ICI Global Regulated Funds Committee International Compliance Advisory Committee International Operations Advisory Committee RE: ESMA Consultation on UCITS Performance Fees - Member Call on 4 September 2019 at 3pm BST/10am ET On 16 July 2019, the European...
[31852] July 15, 2019 TO: International Compliance Advisory Committee RE: Inaugural Meeting of the International Compliance Advisory Committee Set for 29 October from 15:00-18:00 Thank you for your interest in ICI’s newly created International Compliance Advisory Committee! Please...
