Internal Sales Managers Roundtable Content

[32959] December 3, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Money Market Funds Advisory Committee Operations Committee Small Funds Committee Transfer Agent Advisory...

[32879] October 30, 2020 TO: ICI Global Members ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee SUBJECTS: COVID-19 Disclosure Distribution Fees and Expenses Financial Stability International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE...

[32869] October 28, 2020 TO: ICI Global Members ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: Disclosure Distribution International/Global MiFID, EMIR, AIFMD, UCITS V RE: European Commission's...

[32804] October 5, 2020 TO: Internal Sales Managers Roundtable RE: Registration Now Open: November 5, 2020 Virtual Internal Sales Managers Roundtable Meeting ICI’s Internal Sales Managers Roundtable will meet via Zoom on Thursday, November 5, from 3:00 to 4:30 p.m. (ET). Online...

[32787] September 30, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS: Closed-End Funds Distribution...

[32743] September 4, 2020 TO: ICI Members SEC Rules Committee SUBJECTS: Closed-End Funds Compliance Distribution RE: SEC Adopts Expanded Accredited Investor and Qualified Institutional Buyer Definitions The Securities and Exchange Commission recently updated the definitions of...

[32734] September 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution ESG International/Global Investment Advisers MiFID...