Internal Sales Managers Roundtable Content

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33147

IOSCO Releases Work Program for 2021-2022

[33147] March 2, 2021 TO: ICI Members ICI Global Members SUBJECTS: COVID-19 Cybersecurity Derivatives Disclosure Distribution ESG Exchange-Traded Funds (ETFs) Financial Stability International/Global Money Market Funds Technology & Business Continuity Valuation RE: IOSCO Releases Work...
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Memo#
33104

CMU - European Commission Consults on Establishing a European Data Platform

[33104] February 16, 2021 TO: ICI Global Members ESG Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Distribution ESG International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE...
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Memo#
32999

DOL Releases Final Class Exemption for Fiduciary Advice

[32999] December 18, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Adviser and Broker-Dealer Standards of Conduct Working Group Investment Advisers Committee Operations Committee Pension Committee Pension Operations...