Internal Sales Managers Roundtable Content

ICI's Internal Sales Managers Roundtable will meet via Zoom on Thursday, December 2, from 3:00 to 4:30 p.m. (ET). The meeting will feature an open discussion for the first half of the meeting, and then attendees will break into smaller groups for a deeper dive on those same topics. A...

We are pleased to announce the publication of a new white paper, "Protecting Nonpublic Personal Information in a Data-Driven Distribution Model."

On 10 September 2021, the Cross-boundary Wealth Management Connect Pilot Scheme ("Cross-boundary WMC") in the Guangdong-Hong Kong-Macao Greater Bay Area ("GBA") was officially launched.

The Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area was launched earlier this afternoon. ICI Global was invited to attend the launch ceremony, co-organized by the People's Bank of China, the People's Government of Guangdong...

The OBO/NOBO Working Group, an industry working group created at the SEC staff's request, yesterday submitted the attached report to the SEC staff ("Report"). Significantly, Working Group participants representing broker-dealers, public companies, and funds agreed that the SEC should...

On August 18, the Securities and Exchange Commission, pursuant to delegated authority, issued an order ("Order") disapproving the New York Stock Exchange's (NYSE) proposed rule change on maximum fees to be charged by member organizations for forwarding proxy and other materials to...