Internal Audit Advisory Content

[15276] October 18, 2002 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 10-02 RE: DRAFT AGENDA FOR COMMITTEE MEETING ON OCTOBER 29TH As we previously informed you,1 the next meeting of the Internal Audit Advisory Committee is scheduled for Tuesday, October 29th. The meeting will take place...

[15195] September 20, 2002 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 9-02 RE: NOTICE OF MEETING - OCTOBER 29, 2002 The next meeting of the Internal Audit Advisory Committee will be held on Tuesday, October 29, 2002, in the David Silver Conference Room on the 12th floor of the...

[15069] August 26, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 32-02 COMPLIANCE ADVISORY COMMITTEE No. 64-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 8-02 INTERNATIONAL MEMBERS No. 24-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 34-02 MONEY LAUNDERING RULES WORKING GROUP No. 48...

[14972] July 30, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-02 COMPLIANCE ADVISORY COMMITTEE No. 55-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-02 INTERNATIONAL MEMBERS No. 22-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-02 MONEY LAUNDERING RULES WORKING GROUP No. 41-02...

[14666] April 25, 2002 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 2-02 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 38-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-02 INTERNATIONAL COMMITTEE No. 32-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17...

[14622] April 10, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-02 COMPLIANCE ADVISORY COMMITTEE No. 31-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 4-02 INTERNATIONAL COMMITTEE No. 28-02 OPERATIONS MEMBERS No. 9-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 29-02 SEC RULES MEMBERS No. 23-02...

[14620] April 9, 2002 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 3-02 RE: COMMITTEE MEETING - DRAFT AGENDA As we previously informed you,1 the next meeting of the Internal Audit Advisory Committee is scheduled for Wednesday, April 24th. The meeting will take place at the offices of the...

[14556] March 19, 2002 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 2-02 RE: MEETING NOTICE - APRIL 24, 2002 The next meeting of the Internal Audit Advisory Committee will be held on Wednesday, April 24th, in the David Silver Conference Room on the 12th floor of the Investment Company...

[14521] March 11, 2002 TO: ACCOUNTING/TREASURERS MEMBERS No. 3-02 COMPLIANCE ADVISORY COMMITTEE No. 20-02 INTERNAL AUDIT ADVISORY COMMITTEE No. 1-02 INTERNATIONAL COMMITTEE No. 19-02 OPERATIONS MEMBERS No. 5-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 20-02 SEC RULES MEMBERS No. 16-02...

[14219] December 13, 2001 TO: BOARD OF GOVERNORS No. 62-01 BROKER/DEALER ADVISORY COMMITTEE No. 31-01 BROKER/DEALER ASSOCIATE MEMBERS No. 10-01 COMPLIANCE ADVISORY COMMITTEE No. 64-01 INTERNAL AUDIT ADVISORY COMMITTEE No. 10-01 INTERNATIONAL MEMBERS No. 23-01 INTERNATIONAL OPERATIONS...