Global Trading and Markets Committee Content

Filter Results By
Showing Results 321 - 330 of 509
ICI Default BG
Memo#
30740

ICI Recommended Priorities for SEC

[30740] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Compliance Derivatives Disclosure Fund Accounting & Financial Reporting Pension Trading and Markets Variable Insurance Products RE: ICI Recommended Priorities for SEC ICI staff met with the SEC’s new Chairman, Jay...
ICI Default BG
Memo#
30727

ESMA Opinion on Concept of "Traded on a Trading Venue" for OTC Derivatives

[30727] June 2, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Opinion on Concept of "Traded on a Trading Venue" for OTC Derivatives The European Securities and Markets Authority (ESMA) recently released an...