Global Trading and Markets Committee Content

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Memo#
31001

Hong Kong SFC Proposes New Derivatives Rules

[31001] January 3, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Proposes New Derivatives...
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Memo#
30988

EU Commission Call for Evidence Report and Supervisory Reporting Consultation

[30988] December 20, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee International Operations Working Group RE: EU Commission Call for Evidence Report and...
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Memo#
30969

SEC Modifies Approach to Form N-Port Filing Requirements

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...