Global Trading and Markets Committee Content

[30696] May 10, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Issues Proposal to Amend Its Derivatives Rules; Member Call Scheduled on Thursday...

[30692] May 3, 2017 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Audit and Attest Audit Committees Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Staff Issues Clarification Regarding Ability of...

[30684] April 27, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping RE: CFTC Staff Issues Exemptive Relief for CTAs to...

[30659] March 30, 2017 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Fund Accounting & Financial Reporting RE: Update on Submission to SEC Addressing Accounting for Centrally Cleared Derivative Contracts As you may know, the Chicago Mercantile Exchange...

[30658] March 30, 2017 TO: Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: IOSCO Issues Final Report Examining Liquidity of the Secondary Corporate Bond...

[30649] March 20, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE: ICI...

[30645] March 17, 2017 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: European Clearing Deadline for Certain Smaller Financial Firms Extended to June 21, 2019 The European Commission (Commission) has recently...

[30634] March 13, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and...

[30622] March 6, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: DerivativesInternational/Global RE: National Regulators'...

[30615] March 2, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and...