Europe Regulatory and Policy Committee Content

[32199] February 7, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee SUBJECTS: International/Global Tax RE: OECD/G20 Inclusive Framework Affirms Commitment to Consensus Solution On January 31, 2020, the OECD issued a...

[32201] February 7, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance International/Global Investment Advisers RE: US Federal Reserve Adopts Final Rule on "Control" Determinations Under Certain Banking Laws; Implications for Regulated US and Non-US Funds The US Federal...

[32198] February 6, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: International/Global Systemic Risk RE: US Agencies Propose Revisions to Volcker Rule "Covered Fund" Regulations; ICI Plans to Comment Last week, the five agencies (“Agencies”) [1]...

[32194] February 4, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: Japanese FSA Releases Guidebook for Registration of Investment Management Business and Other Financial Instruments Businesses The Japanese Government continues to focus on ways to revitalize the...

[32190] February 3, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure International/Global Investment Advisers Portfolio Oversight Risk Oversight RE: US SEC Statements on Climate Risk Disclosure On January 30, SEC Chairman Clayton, Commissioner Lee, and Commissioner Peirce each...

[32189] January 31, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory...

[32188] January 31, 2020 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: February 10 Meeting of the ICI Global Regulated Funds Committee - Registration and Agenda The next in-person meeting of the ICI Global Regulated Funds Committee will be held on...

[32184] January 29, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong Securities Regulator Adopts Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions In December, the Hong Kong Securities and...

[32171] January 24, 2020 TO: ICI Global Regulated Funds Committee Privacy Issues Working Group SEC Rules Committee Small Funds Committee RE: Draft Letter to Canadian Government on Proposed Overhaul of Data Privacy Legislation; Feedback Requested by February 3 The Canadian government...

[32166] January 22, 2020 TO: Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Risk Advisory Committee SEC...