[32326] March 26, 2020 TO: ICI Global Members Chief Compliance Officer Committee International Compliance Advisory Committee International Internal Audit Advisory Committee SUBJECTS: Audit Committees Compliance International/Global Investment Advisers Operations Trading and Markets RE...
[32323] March 26, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...
[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...
[32311] March 24, 2020 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Postponement of 2020 GMM and Cancellation of ICI/EFAMA Meeting On Monday, ICI’s President and CEO, Paul Schott Stevens, announced that, after much careful consideration, ICI has...
[32312] March 24, 2020 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Consultation on Draft Regulation under Japan's FEFTA; Member Call on March 27 As we previously reported, on November 22, 2019, the Japanese National Diet passed an amendment bill to...
[32305] March 19, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Detailed Summary of EU NFRD Consultation; Second Member Call on 7 Apr We will have...
[32294] March 16, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: EU ESG Fund Disclosure: Final Taxonomy Report from EU Technical...
