[32442] May 5, 2020 TO: ESG Task Force ICI Global Regulated Funds Committee RE: Agenda Attached for 7 May Call on EU ESG Consultations on Sustainable Finance and Disclosure Regulation RTS Attached is an agenda for our conference call on Thursday, 7 May from 11-12 p.m. EST (4-5 p.m...
[32437] May 5, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee ICI Global...
[32441] May 5, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Detailed Summary of EU Consultation on Draft Regulatory Technical...
[32434] May 4, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Systemic Risk RE: ESMA Issues Consultation Paper on Framework for Regulating Alternative Investment Fund Leverage; Member Call Scheduled for Thursday, May 21 at 10 am (Eastern Time) The...
[32432] May 1, 2020 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: Australian Securities and Investments Commission Adopts New Regulatory Framework for Foreign Financial Services Providers In March, the Australian Securities and Investments Commission (ASIC)...
[32431] May 1, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee RE...
[32426] April 29, 2020 TO: ICI Global Members ESG Task Force Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI Global Call (7 May) on EU...
[32424] April 28, 2020 TO: ICI Global Members ICI Global Investing Subcommittee ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Compliance Distribution International/Global Investment Advisers Operations RE: China Launched Consultation on New Investment...
[32421] April 27, 2020 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: EU MiFID II/MiFIR Consultation - Seeking Feedback on Research Unbundling/SME Questions As we previously informed you, on February...
[32413] April 24, 2020 TO: ICI Global Members Chief Compliance Officer Committee International Compliance Advisory Committee SUBJECTS: Compliance International/Global Operations RE: COVID 19 - UK FCA's Expectations for Wet-Ink Signatures In light of COVID-19 restrictions, the UK...
