Europe Regulatory and Policy Committee Content

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32045

SEC Chairman Statement on ESG at Investor Advisory Committee Meeting

[32045] November 8, 2019 TO: ICI Members ICI Global Members ESG Task Force SEC Rules Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers RE: SEC Chairman Statement on ESG at Investor Advisory Committee Meeting The SEC Investor Advisory Committee meeting...
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Memo#
32037

SEC Announces Extension of MiFID II No-Action Letter

[32037] November 5, 2019 TO: ICI Members ICI Global Members SUBJECTS: MiFID, EMIR, AIFMD, UCITS V RE: SEC Announces Extension of MiFID II No-Action Letter In October 2017, the staff of the Division of Investment Management of the Securities and Exchange Commission (SEC) issued to the...
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Memo#
32028

ESG Webinar Recording and Online Resource Center Now Available

[32028] October 29, 2019 TO: ICI Members ICI Global Members SUBJECTS: Disclosure Fund Governance International/Global RE: ESG Webinar Recording and Online Resource Center Now Available The recording and slides from last week’s ESG webinar are now available at https://www.ici.org...