Global Operations Advisory Committee Content

[31387] September 17, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: RE: Letter to SEBI on...

[31384] September 13, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: European Supervisory Authorities' Report on Automation in Financial Advice On 5 September 2018, the Joint Committee (JC)...

[31381] September 10, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Tax Committee RE: SEBI Consultation on Recommendations of Working Group...

[31361] August 30, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Tax Committee RE: Securities and Exchange Board of India Extends Deadline for...

[31311] August 1, 2018 TO: ICI Members ICI Global Members ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Security Valuation Operations Committee Tax Committee SUBJECTS: International/Global RE...

[31303] July 27, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory CommitteeTax Committee RE: Draft Letter on SEBI KYC Norms for Foreign Portfolio Investors -...

[31298] July 25, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: EU Cross-Border Distribution Proposals - Member Call on 24 September 2018 at 2pm BST/9am...

[31292] July 19, 2018 TO: ICI Global Exchange Traded Funds Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: UCITS Investment Into Non-UCITS Funds - Central Bank of...

[31290] July 18, 2018 TO: International Operations Advisory Committee RE: International Operations Advisory Committee Meeting, Thursday, September 27, 2018 The next meeting of the ICI’s International Operations Advisory Committee will take place on Thursday, September 27, 2018 in...

[31289] July 17, 2018 TO: ICI Global Regulated Funds Committee International Internal Audit Advisory Committee International Operations Advisory Committee RE: UK FCA Publications - Extension of Senior Managers and Certification Regime On 4 July 2018, the UK Financial Conduct Authority...