Global Operations Advisory Committee Content

[31745] May 6, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global Operations Trading and Markets RE: HK SFC Joint Consultation Paper on a Revised Operational Model for...

[31681] March 27, 2019 TO: International Operations Advisory Committee RE: Registration Now Open: May 21, 2019 - International Operations Advisory Committee Meeting The Investment Company Institute’s International Operations Advisory Committee will meet on Tuesday, May 21, 2019, in...

[31661] March 21, 2019 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee International Operations Advisory Committee Operations Committee Series Trust Advisory Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...

[31652] March 14, 2019 TO: ICI Members Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee International Operations Advisory Committee Operations Committee SUBJECTS: International/Global Risk Oversight RE: FCA Publishes "Dear CEO LIBOR...

[31653] March 14, 2019 TO: ICI Members Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee International Operations Advisory Committee SUBJECTS: International/Global RE: FCA Publishes Finalised Guidance Relating to Senior Managers and...

[31641] March 5, 2019 TO: ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA Report on the Performance and Costs of EU Retail Investment Products On 10 January 2019, the...

[31597] February 5, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee Securities Operations Advisory Committee RE: German Ministry of...