Global Operations Advisory Committee Content

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31589

ESMA and EU Securities Regulators Agree No-Deal Brexit MoUs with the UK FCA

[31589] February 1, 2019 TO: ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA and EU Securities Regulators Agree No-Deal Brexit MoUs with the UK FCA On 1 February 2019...
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31483

Mark Your Calendars - 2019 IOAC Meeting Schedule

[31483] November 15, 2018 TO: International Operations Advisory Committee RE: Mark Your Calendars - 2019 IOAC Meeting Schedule The International Operations Advisory Committee (IOAC) hold three in-person meetings per year. Each meeting has a European site, and a US site, linked by...
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31444

ESMA's 2019 Work Programme

[31444] October 18, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: ESMA's 2019 Work Programme On 26 September 2018, the European Securities and Markets Authority (ESMA) published its annual...
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31445

Hong Kong - United Kingdom Mutual Recognition Framework

[31445] October 18, 2018 TO: ICI Global Regulated Funds Committee International Operations Advisory Committee RE: Hong Kong - United Kingdom Mutual Recognition Framework On 8 October 2018, the Hong Kong Securities and Futures Commission (SFC) and the UK Financial Conduct Authority...
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31394

EU Cross-Border Distribution - 24 September Member Call POSTPONED

[31394] September 20, 2018 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee RE: EU Cross-Border Distribution - 24 September Member Call POSTPONED The member call [1] we had scheduled for Monday 24...