Chief Information Security Officer Advisory Content

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31634

SEC Adopts Rules Modifying the Timing for Filing Non-Public Form N-PORT Data

[31634] March 1, 2019 TO: ICI Members SUBJECTS: Compliance Cybersecurity Disclosure Fund Accounting & Financial Reporting Investment Advisers Recordkeeping RE: SEC Adopts Rules Modifying the Timing for Filing Non-Public Form N-PORT Data The Securities and Exchange Commission recently...
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Memo#
31562

SEC Brings Charges Related to 2016 EDGAR Hacking Case

[31562] January 16, 2019 TO: ICI Members Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Technology Committee SUBJECTS: Cybersecurity Litigation & Enforcement RE: SEC Brings Charges Related to 2016 EDGAR Hacking Case As you may recall, in...
ICI Default BG
Memo#
31546

Technology Committee Meeting - March 26 & 27, 2019

[31546] January 3, 2019 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - March 26 & 27, 2019 The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, March 26 & 27, 2019 at Dodge & Cox, 555...
ICI Default BG
Memo#
31538

The SEC Publishes Its 2019 Examination Priorities

[31538] December 31, 2018 TO: ICI Members Investment Company Directors ICI Global Members Chief Compliance Officer Committee International Internal Audit Advisory Committee SUBJECTS: Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities...
ICI Default BG
Memo#
31537

FBI Infragard Meeting - San Francisco Rescheduled

[31537] December 27, 2018 TO: Chief Information Security Officer Advisory Committee Small Funds Committee Technology Committee RE: FBI Infragard Meeting - San Francisco Rescheduled In late October you were notified of a planned meeting between select ICI representatives [1] and FBI...
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Memo#
31462

FBI Infragard Meeting - San Francisco & Chicago

[31462] October 31, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: FBI Infragard Meeting - San Francisco & Chicago Approximately three years ago, the ICI arranged for members to participate in an open house at 40 field offices of the Federal...