Chief Information Security Officer Advisory Content

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Memo#
31091

OCIE Publishes the Priorities of the National Examination Program for 2018

[31091] February 16, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Advertising Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities Litigation & Enforcement Municipal Securities Variable Insurance Products...
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Memo#
31032

Technology Committee Meeting - Save the Dates - March 27 & 28, 2018

[31032] January 17, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - Save the Dates - March 27 & 28, 2018 The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, March 27 & 28, 2018 at...
ICI Default BG
Memo#
31020

Technology Committee Meeting - Save the Dates - March 27 & 28, 2018

[31020] January 11, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - Save the Dates - March 27 & 28, 2018 The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, March 27 & 28, 2018 at...
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Memo#
30969

SEC Modifies Approach to Form N-Port Filing Requirements

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...