Chief Information Security Officer Advisory Content

[31421] October 4, 2018 TO: Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Chief Risk Officer Committee Internal Audit Committee Operations Committee Small Funds Committee Technology Committee RE: SEC Sanctions Broker-Dealer/Adviser for Cyber...

[31356] August 28, 2018 TO: Broker/Dealer Advisory Committee Chief Information Security Officer Advisory Committee Compliance Advisory Committee Operations Committee Transfer Agent Advisory Committee RE: FINRA Sanctions Broker-Dealer for Fraudulent Transfers Resulting from Hacking of...

[31316] August 6, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Investment Advisers Operations State Issues Systemic Risk Technology & Business Continuity RE: Treasury Issues Report on Nonbank Financials, Fintech, and Innovation, the Fourth Report in a...

[31307] July 30, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - October 25, 2018 The next meeting of ICI’s Chief Information Security Officer Advisory Committee will take...

[31306] July 30, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - Save the Date - October 23, 2018 The next meeting of ICI’s Technology Committee will take place on Tuesday, October 23, 2018 at Investment Company...

[31206] May 14, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee Meeting - June 25, 2018 - HOTEL RESERVATIONS The next meeting of ICI’s Chief Information Security Officer Advisory Committee...

[31207] May 14, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - June 26 & 27, 2018 - HOTEL RESERVATIONS The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, June 26 & 27, 2018 at...

[31169] April 23, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Technology Committee Meeting - Save the Dates - June 26 & 27, 2018 The next meeting of ICI’s Technology Committee will take place on Tuesday & Wednesday, June 26 & 27, 2018 at the...

[31168] April 23, 2018 TO: Chief Information Security Officer Advisory Committee Technology Committee RE: Chief Information Security Officer Advisory Committee - Save the Date - June 25, 2018 The next meeting of ICI’s Chief Information Security Officer Advisory Committee will take...

[31130] March 15, 2018 TO: ICI Members Investment Company Directors ICI Global Members Chief Information Security Officer Advisory Committee Chief Risk Officer Committee Technology Committee SUBJECTS: Compliance Cybersecurity Litigation & Enforcement RE: SEC Charges Equifax CIO with...