Bank, Trust and Recordkeeper Advisory Content

[12411] August 1, 2000 TO: ACCOUNTING/TREASURERS MEMBERS No. 20-00 BANK AND TRUST ADVISORY COMMITTEE No. 19-00 BROKER/DEALER ADVISORY COMMITTEE No. 16-00 OPERATIONS MEMBERS No. 16-00 TAX MEMBERS No. 23-00 TRANSFER AGENT ADVISORY COMMITTEE No. 36-00 RE: 2000 YEAR-END TAX REPORTING –...

[12393] July 26, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 18-00 BROKER/DEALER ADVISORY COMMITTEE No. 15-00 OPERATIONS COMMITTEE No. 16-00 TAX COMMITTEE No. 31-00 TRANSFER AGENT ADVISORY COMMITTEE No. 34-00 RE: INSTITUTE COMMENTS ON REVISED FORM 1042-S FOR YEAR 2001 INFORMATION...

[12305] July 19, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-00 BROKER/DEALER ASSOCIATE MEMBERS No. 9-00 COMPLIANCE ADVISORY COMMITTEE No. 26-00 INTERNATIONAL MEMBERS No. 11-00 SEC RULES MEMBERS No. 47-00 TRANSFER AGENT ADVISORY COMMITTEE No. 33-00 RE: FINCEN RELEASES MONEY...

[12266] July 17, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 16-00 BROKER/DEALER ADVISORY COMMITTEE No. 14-00 OPERATIONS COMMITTEE No. 15-00 TAX COMMITTEE No. 29-00 TRANSFER AGENT ADVISORY COMMITTEE No. 31-00 RE: IRS RELEASES DRAFT OF REVISED FORM 1042-S FOR YEAR 2001 INFORMATION...

[12203] July 10, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 15-00 RE: SEPTEMBER 14, 2000 COMMITTEE MEETING The next meeting of the Bank and Trust Advisory Committee will be held on Thursday, September 14, 2000 at the offices of the Investment Company Institute. The ICI is located...

[11919] May 31, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 14-00 RE: MEETING - JUNE 15 ______________________________________________________________________________ The next meeting of the Bank and Trust Advisory Committee will be held on Thursday, June 15 in the David Silver...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 1-00, Operations Committee No. 1-00, Tax Committee No. 1-00, and Transfer Agent Advisory Committee No. 2-00, dated January 11, 2000. [11902] May 24, 2000 TO: BANK AND TRUST ADVISORY COMMITTEE No. 13-00 BROKER/DEALER...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 10-00, Broker/Dealer Advisory Committee No. 6- 00, Operations Committee No. 8-00, Tax Committee No. 15-00, Transfer Agent Advisory Committee No. 19-00, dated April 5, 2000. 2 Additional materials discussing the new...

1 The STAMP Medallion program was organized in 1992 when Rule 17Ad-15 of the Securities Exchange Act of 1934 was adopted. Rule 17Ad-15 prohibits inequitable treatment of eligible guarantor institutions, requires transfer agents to establish written standards for the acceptance of...

1 See Institute Memorandum to Bank and Trust Advisory Committee No. 6-00, Broker/Dealer Advisory Committee No. 4-00, Operations Committee No. 6-00, Tax Committee No. 10-00, Transfer Agent Advisory Committee No. 13-00, dated March 16, 2000. [11789] April 5, 2000 TO: BANK AND TRUST...