Bank, Trust and Recordkeeper Advisory Content

URGENT [13982] September 27, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 19-01 BROKER/DEALER ASSOCIATE MEMBERS No. 7-01 COMPLIANCE ADVISORY COMMITTEE No. 42-01 INTERNATIONAL MEMBERS No. 17-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 71-01 SEC RULES MEMBERS No. 65-01 TRANSFER AGENT...

[13968] September 25, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 24-01 BANK AND TRUST ADVISORY COMMITTEE No. 18-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-01 INTERNATIONAL MEMBERS No. 15-01 SECURITIES OPERATIONS SUBCOMMITTEE No. 10-01 TAX MEMBERS No. 23-01 TRANSFER AGENT ADVISORY...

URGENT [13967] September 24, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 17-01 BROKER/DEALER ASSOCIATE MEMBERS No. 6-01 COMPLIANCE ADVISORY COMMITTEE No. 38-01 INTERNATIONAL MEMBERS No. 14-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 68-01 SEC RULES MEMBERS No. 61-01 TRANSFER AGENT...

[13888] August 24, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 16-01 RE: OCTOBER 4, 2001 MEETING NOTICE The next meeting of the Bank and Trust Advisory Committee will be held on Thursday, October 4, 2001 at the Franklin Templeton headquarters located at One Franklin Parkway, San...

[13880] August 23, 2001 TO: BANK AND TRUST ADVISORY COMMITTEE No. 15-01 RE: SUMMARY OF BTAC MEETINGS Attached are the summaries of the Bank and Trust Advisory Committee meetings held on March 1 in Scottsdale, AZ and on June 14 at the Investment Company Institute. We would like to...

[13870] August 21, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-01 BANK AND TRUST ADVISORY COMMITTEE No. 14-01 BROKER/DEALER ADVISORY COMMITTEE No. 22-01 OPERATIONS MEMBERS No. 19-01 TAX MEMBERS No. 21-01 TRANSFER AGENT ADVISORY COMMITTEE No. 60-01 RE: 2001 Year-End Tax Reporting –...

[13752] July 20, 2001 TO: ADVISORY GROUP ON BANKING ISSUES BANK INVESTMENT MANAGEMENT MEMBERS No. 7-01 BANK AND TRUST ADVISORY COMMITTEE No. 13-01 RE: SEC EXTENDS TIME FOR BANKS TO COMPLY WITH THE SECURITIES EXCHANGE ACT; ANNOUNCES ITS INTENT TO AMEND INTERIM FINAL RULES; AND EXTENDS...

[13728] July 16, 2001 TO: ADVISORY GROUP ON BANKING ISSUES BANK INVESTMENT MANAGEMENT MEMBERS No. 5-01 BANK AND TRUST ADVISORY COMMITTEE No. 11-01 PENSION COMMITTEE No. 46-01 RE: INSTITUTE RECONSIDERS FILING COMMENT LETTER ON SEC’S INTERIM RULES RELATING TO THE REGULATION OF BANKS AS...

[13723] July 16, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 17-01 BANK AND TRUST ADVISORY COMMITTEE No. 12-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-01 INTERNATIONAL MEMBERS No. 11-01 SECURITIES OPERATIONS SUBCOMMITTEE No. 9-01 TAX MEMBERS No. 19-01 TRANSFER AGENT ADVISORY...

[13727] July 13, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-01 BANK AND TRUST ADVISORY COMMITTEE No. 10-01 BROKER/DEALER ADVISORY COMMITTEE No. 17-01 OPERATIONS COMMITTEE No. 23-01 TAX COMMITTEE No. 19-01 TRANSFER AGENT ADVISORY COMMITTEE No. 50-01 RE: 2001 YEAR-END TAX REPORTING...