Bank, Trust and Recordkeeper Advisory Content

1 See, e.g., Institute Memorandum to Bank and Trust Advisory Committee No. 10-99, Operations Members No. 11-99, Tax Members No. 14-99 and Transfer Agent Advisory Committee No. 29-99, dated May 18, 1999. [11504] December 30, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 34-99...

[11486] December 22, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 33-99 BROKER/DEALER ADVISORY COMMITTEE No. 37-99 OPERATIONS COMMITTEE No. 48-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 111-99 SEC RULES COMMITTEE No. 108-99 SMALL FUNDS MEMBERS No. 20-99 TRANSFER AGENT ADVISORY...

1 The SIA’s FSCCC will serve as the central resource of standardized information regarding the status of the securities industry during the millennium crossover. The FSCCC will gather information from the exchanges and utilities, payment systems, regulators, and other sources and make...

[11458] December 9, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 31-99 VENDOR ADVISORY GROUP RE: FEBRUARY 4, 2000 MEETING NOTICE ______________________________________________________________________________ The next meeting of the Bank and Trust Advisory Committee and the Vendor...

[11459] December 9, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 32-99 VENDOR ADVISORY GROUP BTAC ENHANCEMENTS TASK FORCE RE: FEBRUARY 3, 2000 TASK FORCE MEETING AND FEBRUARY 4, 2000 COMMITTEE MEETING ______________________________________________________________________________ The...

[11449] December 3, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 33-99 OPERATIONS COMMITTEE No. 46-99 RE: BROKER/DEALER ADVISORY COMMITTEE Y2K CONTINGENCY PLAN CONTACTS _______________________________________________________________________...

[11432] November 29, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 28-99 INTERNATIONAL COMMITTEE No. 50-99 TAX COMMITTEE No. 34-99 TRANSFER AGENT ADVISORY COMMITTEE No. 75-99 SECURITIES OPERATIONS SUBCOMMITTEE RE: ICI LETTER TO SWITZERLAND REGARDING ELIGIBILITY OF U.S. FUNDS FOR...

1 See Institute Memorandum to Accounting/Treasurers Members No. 34-99, Bank and Trust Advisory Committee No. 24-99, Broker/Dealer Advisory Committee No. 29-99, Operations Members No. 23-99, Tax Members No. 36-99 and Transfer Agent Advisory Committee No. 66-99. 2 The "1999 RIC...

[11393] November 8, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 26-99 BROKER/DEALER ADVISORY COMMITTEE No. 31-99 OPERATIONS COMMITTEE No. 42-99 PRIMARY CONTACTS - MEMBER COMPLEX No. 101-99 SEC RULES COMMITTEE No. 94-99 SMALL FUNDS COMMITTEE No. 17-99 TRANSFER AGENT ADVISORY...

[11390] November 5, 1999 TO: BANK AND TRUST ADVISORY COMMITTEE No. 25-99 BROKER/DEALER ADVISORY COMMITTEE No. 30-99 OPERATIONS COMMITTEE No. 41-99 RE: BROKER/DEALER ADVISORY COMMITTEE Y2K CONTINGENCY PLAN ______________________________________________________________________________...